at UBS
Bulge Bracket Investment BanksPosted 4 days ago
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**Registered Client Associate**: Lead reviews/audits of business areas, propose risk-driven solutions, collaborate across teams, & manage reporting. Key skills: Risk assessment, audit investigation, innovative problem-solving. Must have 5+ years in auditing or relevant experience, with knowledge of UBS processes and financial crime prevention.
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Full Job Description
| Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for someone like that who can: lead or conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified drive or work as a team member on reviews and audits, including thematic and front-to-back analyze and assess risks and barriers to delivery assumed by both the business and support functions identify and evaluate the effectiveness of controls designed to address those risks prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across Financial Crime Prevention and provide input for planning sessions successfully collaborate with peers in and across audit teams Builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution. | Show more Americas Compliance Audit Manager |
