at UBS
Bulge Bracket Investment BanksPosted 2 days ago
No clicks
**Market Conduct Surveillance Analyst**: Monitor market activities, ensure compliance with trading rules, and manage risk. Key responsibilities include transaction processing, risk mitigation, and MI generation. Required skills: market analysis, compliance surveillance, risk management. Seeking experienced professionals with a strong understanding of wealth management, equities, ETFs, and fixed income.
- Compensation
- Not specified
- City
- Not specified
- Country
- United Kingdom
Currency: Not specified
Full Job Description
| Are you looking for a new challenge within the fast-paced Wealth Management environment? Do you want to be part of a high performing team? Are you curious, proactive, and always striving to bring positive impact to clients? Were looking for a Tade and Client Service Specialist to: Support Client Advisors in UK & Jersey Process client orders on an execution only basis covering equities, ETF's, fixed income, structured products, FX options, SPI's and hedge funds. Ensuring that administrative arrangements and client-related processes are completed accurately Carry out daily transaction processing and complex troubleshooting in line with WMUK & Jersey trading rules Dealing directly with external and internal clients Ensure all risk management controls are adhered to in order to identify and mitigate any potential risk and appropriate management information (MI) is produced Manage the input and release of payments for the Jersey business. Perform call backs on payments that fall within the relevant thresholds. | Show more Trade & Client Service Specialist |
