at UBS
Bulge Bracket Investment BanksPosted 7 days ago
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**Audit Expert - Financial Crime Prevention** to spearhead specialized audits, ensuring compliance with financial crime prevention regulations. Key responsibilities involve developing and executing audit strategies, assessing risks, and evaluating internal controls. Proven experience in audit (7+ years) and deep knowledge of anti-money laundering (AML), Bank Secrecy Act (BSA), and OFAC regulations are critical. Proficiency in audit software tools and SQL is expected. Must have a CPA or CIA certification.
- Compensation
- Not specified
- City
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- Country
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Currency: Not specified
Full Job Description
| Were looking for a South Florida Market Administrative Officer to: lead the operations and administrative team, conducting performance reviews and making personnel decisions manage administration, including facilities, and oversee overall cost management make sure all employees complete required training and receive coaching on administrative policies, procedures and risk management and comply with all legal and regulatory requirements guarantee that the team meets service excellence standards oversee new client accounts, client correspondence and communications with the public act as a point of escalation for service breaks, operations issues and business continuity, resolving escalated issues from branches | Show more Market Administrative Officer |
