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Americas Compliance Audit Manager

ExperiencedNo visa sponsorship
UBS logo

at UBS

Bulge Bracket Investment Banks

Posted 7 days ago

No clicks

**Americas Compliance Audit Manager** sought to lead operational and administrative teams, ensuring legal and regulatory compliance. Key responsibilities include personnel management, training administration, cost management, service excellence oversight, and client account management. Required skills: audit, compliance, team leadership, risk management, policy implementation, and stakeholder communication. Proven experience in a senior role within financial services or related field.

Compensation
Not specified

Currency: Not specified

City
Not specified
Country
United States

Full Job Description

Were looking for a South Florida Market Administrative Officer to: lead the operations and administrative team, conducting performance reviews and making personnel decisions manage administration, including facilities, and oversee overall cost management make sure all employees complete required training and receive coaching on administrative policies, procedures and risk management and comply with all legal and regulatory requirements guarantee that the team meets service excellence standards oversee new client accounts, client correspondence and communications with the public act as a point of escalation for service breaks, operations issues and business continuity, resolving escalated issues from branchesShow more Market Administrative Officer

Americas Compliance Audit Manager

Compensation

Not specified

City: Not specified

Country: United States

UBS logo
Bulge Bracket Investment Banks

7 days ago

No clicks

at UBS

ExperiencedNo visa sponsorship

**Americas Compliance Audit Manager** sought to lead operational and administrative teams, ensuring legal and regulatory compliance. Key responsibilities include personnel management, training administration, cost management, service excellence oversight, and client account management. Required skills: audit, compliance, team leadership, risk management, policy implementation, and stakeholder communication. Proven experience in a senior role within financial services or related field.

Full Job Description

Were looking for a South Florida Market Administrative Officer to: lead the operations and administrative team, conducting performance reviews and making personnel decisions manage administration, including facilities, and oversee overall cost management make sure all employees complete required training and receive coaching on administrative policies, procedures and risk management and comply with all legal and regulatory requirements guarantee that the team meets service excellence standards oversee new client accounts, client correspondence and communications with the public act as a point of escalation for service breaks, operations issues and business continuity, resolving escalated issues from branchesShow more Market Administrative Officer