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Global Markets Advisory Compliance Officer

ExperiencedNo visa sponsorship
Societe Generale logo

at Societe Generale

Investment Banking

Posted 5 days ago

No clicks

This employer did not include a short summary.

Compensation
Not specified

Currency: Not specified

City
Hong Kong
Country
Hong Kong

Full Job Description

window.dataLayer = window.dataLayer || []; var aData = { customVarPage1: "Global Markets Advisory Compliance Officer", customVarPage2: "Hong Kong", customVarPage3: "Contractor / Temp", customVarPage4: "26000BUF", customVarPage5: "Societe Generale Hong Kong Branch", customVarPage6: "Compliance", customVarPage7: "2026/05/06" } window.dataLayer.push(aData);
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Global Markets Advisory Compliance Officer

Compliance
Apply
Add to favorites
Contractor / Temp
Hong Kong, Hong Kong
Reference 26000BUF
Start date 2026/06/05
Publication date 2026/05/06

Responsibilities

This is a 6-month contract (agency-temp) role.

The contractor would be responsible to assist with ad-hoc projects to review the adequacy of controls and governance vis a vis regulations and exchange rules for APAC markets, with a focus on order and execution management, market integrity and short sell. The controls review includes notably pre-trade controls for Principal business, pre-trade controls for Agency business, and Post trade surveillance controls.

Supervision:
The role and the mission will be overseen by the APAC Head of MARK Advisory Compliance.

Profile required

  • Relevant experience in the field of Global Markets Compliance Advisory
  • Seasoned professional with a thorough understanding of market execution processes and controls, and more specifically order management, execution management, short sell management
  • Sound knowledge of Capital Markets control framework 
  • Experience in managing stakeholders in multicultural context is a must
  • Track record of providing advice and leading change in regulatory context is a must

Business & Leadership skills:

  • Sharp analytical and problem-solving skills, with excellent attention to detail
  • Effective coordination, communication, presentation, motivating and public speaking skills
  • Strong stakeholder management: Ability to discuss with the business (adopting an independent partner posture, while understanding concerns), of having convictions and keeping them, and ability to explain his/her positions.
  • Autonomy, Ability to make decisions, Rigor, Integrity, Exemplarity.
     

Business insight

Our Culture: 

At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes. Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live, because relationships are at the heart of how we operate. Please visit our APAC career website: https://www.societegenerale.asia/en/careers/building-your-career-with/ for more information.

Diversity, Equity & Inclusion (DE&I):

Our mission: Recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.

Our vision:

  • Engaged workforce that is demographically diverse in a way that reflects the communities in which we operate
  • Inclusive culture and workplace that recognizes employees' unique needs and utilizes their diverse talents 
  • Engage our community and marketplace, and position the organization to meet the needs of all its clients

Check out our DE&I initiatives: https://www.societegenerale.asia/en/careers/diversity-equity-inclusion-dei/

Societe Generale is committed to offering an inclusive recruitment experience to all candidates.  If you require any reasonable accommodations of assistance during the recruitment process, please do not hesitate to let our HR staff know.

Department Description

MARK advisory function (CPLE/MARK/ADV) is responsible for providing advisory support to Global Markets department (MARK) with an APAC coverage.

Diversity and Inclusion

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.
Share
Global Markets Advisory Compliance Officer
Contractor / Temp
Hong Kong, Hong Kong
Responsibilities Profile required Business insight Diversity and Inclusion
Apply
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  • Global Markets Advisory Compliance Officer

Global Markets Advisory Compliance Officer

Compensation

Not specified

City: Hong Kong

Country: Hong Kong

Societe Generale logo
Investment Banking

5 days ago

No clicks

at Societe Generale

ExperiencedNo visa sponsorship

This employer did not include a short summary.

Full Job Description

window.dataLayer = window.dataLayer || []; var aData = { customVarPage1: "Global Markets Advisory Compliance Officer", customVarPage2: "Hong Kong", customVarPage3: "Contractor / Temp", customVarPage4: "26000BUF", customVarPage5: "Societe Generale Hong Kong Branch", customVarPage6: "Compliance", customVarPage7: "2026/05/06" } window.dataLayer.push(aData);
Back to offers

Global Markets Advisory Compliance Officer

Compliance
Apply
Add to favorites
Contractor / Temp
Hong Kong, Hong Kong
Reference 26000BUF
Start date 2026/06/05
Publication date 2026/05/06

Responsibilities

This is a 6-month contract (agency-temp) role.

The contractor would be responsible to assist with ad-hoc projects to review the adequacy of controls and governance vis a vis regulations and exchange rules for APAC markets, with a focus on order and execution management, market integrity and short sell. The controls review includes notably pre-trade controls for Principal business, pre-trade controls for Agency business, and Post trade surveillance controls.

Supervision:
The role and the mission will be overseen by the APAC Head of MARK Advisory Compliance.

Profile required

  • Relevant experience in the field of Global Markets Compliance Advisory
  • Seasoned professional with a thorough understanding of market execution processes and controls, and more specifically order management, execution management, short sell management
  • Sound knowledge of Capital Markets control framework 
  • Experience in managing stakeholders in multicultural context is a must
  • Track record of providing advice and leading change in regulatory context is a must

Business & Leadership skills:

  • Sharp analytical and problem-solving skills, with excellent attention to detail
  • Effective coordination, communication, presentation, motivating and public speaking skills
  • Strong stakeholder management: Ability to discuss with the business (adopting an independent partner posture, while understanding concerns), of having convictions and keeping them, and ability to explain his/her positions.
  • Autonomy, Ability to make decisions, Rigor, Integrity, Exemplarity.
     

Business insight

Our Culture: 

At Societe Generale, we live by our 4 core values of commitment, responsibility, team spirit and innovation. We are engaged and demonstrate consideration for others. We act ethically and with courage. We focus our talent and energy on collective success. We experiment and propose new ideas. This way, we maximize our ability to serve client needs and anticipate market changes. Societe Generale is committed to strengthening bonds with colleagues, communities, and the world in which we live, because relationships are at the heart of how we operate. Please visit our APAC career website: https://www.societegenerale.asia/en/careers/building-your-career-with/ for more information.

Diversity, Equity & Inclusion (DE&I):

Our mission: Recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.

Our vision:

  • Engaged workforce that is demographically diverse in a way that reflects the communities in which we operate
  • Inclusive culture and workplace that recognizes employees' unique needs and utilizes their diverse talents 
  • Engage our community and marketplace, and position the organization to meet the needs of all its clients

Check out our DE&I initiatives: https://www.societegenerale.asia/en/careers/diversity-equity-inclusion-dei/

Societe Generale is committed to offering an inclusive recruitment experience to all candidates.  If you require any reasonable accommodations of assistance during the recruitment process, please do not hesitate to let our HR staff know.

Department Description

MARK advisory function (CPLE/MARK/ADV) is responsible for providing advisory support to Global Markets department (MARK) with an APAC coverage.

Diversity and Inclusion

We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.
Share
Global Markets Advisory Compliance Officer
Contractor / Temp
Hong Kong, Hong Kong
Responsibilities Profile required Business insight Diversity and Inclusion
Apply
Add to favorites

Titre
Similar jobs

Global Markets Advisory Compliance Officer

Contractor / Temp
Hong Kong, Hong Kong

Compliance Officer Global Markets Advisory (m/f/d)

Permanent contract
Frankfurt am Main, Germany

Senior Compliance Officer Global Markets Advisory (m/f/d)

Permanent contract
Frankfurt am Main, Germany

Titre
Jobs & contracts

Global Banking & Investor Solutions

Read more

Structured products engineer

Read more

Financial Department

Read more

Read more
  • Home
  • Job offers
  • Global Markets Advisory Compliance Officer