Assistant Vice President, Investigative Reporting - Risk and Compliance
at HSBC
Posted 13 days ago
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Senior compliance investigator role within HSBC's Financial Crime Investigations team responsible for reviewing transaction monitoring cases, unusual activity reports and production-order subjects to defined procedures and service levels. The role produces high-quality case files with narratives and recommendations on whether a Suspicious Activity Report (SAR) is required, escalates significant findings, and supports COSMIC collaborative-sharing work. It also provides management information, supports initiatives and projects, and coordinates with stakeholders to ensure adherence to Group and regulatory policies. The role requires strong financial crime investigation experience and clear written and verbal communication skills.
- Compensation
- Not specified
- City
- Hong Kong
- Country
- Hong Kong
Currency: Not specified
Full Job Description
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
We are currently seeking a high calibre professional to join our team as an Assistant Vice President, Investigative Reporting.
This role is part of Financial Crime Investigations team, is responsible for ensuring that assigned cases are thoroughly and professionally investigated and, where appropriate, reported to the Authorities in accordance with regulatory requirements. The role will also complete initial case intake assessment by adhering to the globally defined Triage procedures and cover project COSMIC oversight responsibilities.
In this role you will:
- Review cases (i.e. Transaction Monitoring Cases, Unusual Activity Reports and Customers subject to Production Orders) to agreed procedural standards required and within agreed service levels
- Produce a high-quality case file including a comprehensive narrative and recommendation as to whether or not a SAR is required; and clearly document the facts supporting that judgement
- Escalate any potentially significant issues found during the course of an investigation to relevant internal stakeholders
- Coordinate and facilitate information exchange, teamwork and efficiency of the Country Head of Investigations as part of the wider Compliance function
- Support and participate in key initiatives, ad hoc projects, reviews and monitoring as per business needs
- Provide accurate and timely Management Information as required
- Liaising with colleagues from line of business or external enquiries (associated with Collaborative Sharing of Money Laundering/Terrorism Financing (ML/TF) Information & Cases 'COSMIC' work) in a professional, responsive manner, giving them appropriate guidance, referring to management where necessary
- Ensure team performance meets the requirements of any relevant service level agreements and at all times, adheres to Group and Regulatory policies; Generate ideas to improve team efficiency
To be successful you will need:
- Financial Crime investigations experience: Experience in undertaking investigations/analysis into customer activity with the ability to draw inferences from noted behaviour, including transactional profile, against expectation established from Client Due Diligence (CDD) data; identifying activity suggesting potential Financial crime risk
- Both spoken and written communication skills with the ability to document investigative steps and conclusions effectively, in a clear, concise and professional manner and/or Suspicious Transaction Reporting
Opening up a world of opportunity
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hongkong and Shanghai Banking Corporation Limited.
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