Posted 2 months ago
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Caxton Associates is hiring a junior-level compliance associate to join its new Bangalore office and support the global compliance team. The role involves assisting in implementing and administering the Global Compliance Monitoring Programme and the firm's Code of Ethics tool (Comply). Responsibilities include monitoring and surveillance focused on Market Abuse, Personal Account Dealing, Gifts & Entertainment and Investment Team Communication. The role requires collaboration with global compliance colleagues and business teams to promote a strong culture of compliance.
- Compensation
- Not specified
- City
- London, New York City, Singapore, Dubai, Bengaluru
- Country
- United Kingdom, United States, Singapore, India, United Arab Emirates
Currency: Not specified
Full Job Description
Description
About Caxton Associates:
Caxton Associates, founded in 1983, is a global trading and investment firm with offices in New York, London, Singapore, Monaco and Dubai, and launching Bangalore in 2026. Caxton Associates’ primary business is to manage client and proprietary capital through global macro hedge fund strategies. As part of our continued growth, we are establishing a new office in Bangalore, India. This office will play a critical role in supporting our trading, research, and operations globally.
About the role:
We are currently looking to hire a junior-level generalist compliance professional to join our Bangalore office to contribute to our global compliance team. Reporting directly to the Compliance Officer based in Bangalore, you will play a crucial role in implementing and maintaining a best-in-class Global Compliance Monitoring Programme. You will assist in ensuring regulatory adherence and help promote a culture of compliance across the organisation.
Responsibilities:
- Assist in administering the Global Compliance Monitoring Programme
- Assist in administering the firm’s Code of Ethics tool (Comply)
- Assist in monitoring and surveillance activities with a focus on Market Abuse, Personal Account Dealing, Gifts and Entertainment and Investment Team Communication
- Collaborate with other Compliance team members on policies, procedures, and global compliance issues as assigned by the CCO
- Work closely with colleagues across the firm to cultivate a culture of compliance
