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Compliance - Compliance Marketing Review - Associate

ExperiencedNo visa sponsorship
AQR logo

at AQR

Hedge Funds

Posted 2 months ago

No clicks

AQR is hiring a Compliance Marketing Review Associate to conduct comprehensive, timely reviews of marketing and client-facing materials (reports, research, web content, social media) for compliance with global regulations such as the SEC Marketing Rule, FINRA Rule 2210, ESMA and FCA. The role provides practical, solution-oriented guidance to business development and investment teams, interprets regulatory developments, and helps implement and update compliance policies and training. Candidates should have 3-5 years of relevant experience (preferably with an investment adviser or broker-dealer) and strong knowledge of advertising and performance reporting rules.

Compensation
Not specified

Currency: Not specified

City
Bengaluru
Country
India

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Compliance - Compliance Marketing Review - Associate

Compensation

Not specified

City: Bengaluru

Country: India

AQR logo
Hedge Funds

2 months ago

No clicks

at AQR

ExperiencedNo visa sponsorship

AQR is hiring a Compliance Marketing Review Associate to conduct comprehensive, timely reviews of marketing and client-facing materials (reports, research, web content, social media) for compliance with global regulations such as the SEC Marketing Rule, FINRA Rule 2210, ESMA and FCA. The role provides practical, solution-oriented guidance to business development and investment teams, interprets regulatory developments, and helps implement and update compliance policies and training. Candidates should have 3-5 years of relevant experience (preferably with an investment adviser or broker-dealer) and strong knowledge of advertising and performance reporting rules.

Full Job Description

Apply for this Job

* Required
window.addEventListener('load', function() { if ($) { $("iframe[src*='linkedin.com']").attr("title", "Apply With LinkedIn") } });
First Name *
Last Name *
Email *
Phone
Resume/CV
Drop files here
  
Attach
Dropbox
or enter manually
(File types: pdf, doc, docx, txt, rtf)
Cover Letter
Drop files here
  
Attach
Dropbox
or enter manually
(File types: pdf, doc, docx, txt, rtf)
LinkedIn Profile
Website

Enter the verification code sent to to confirm you are not a robot, then submit your application.

Security Code *
This application was flagged as potential bot traffic. To resubmit your application, turn off any VPNs, clear the browser's cache and cookies, or try another browser. If you still can't submit it, contact our support team through the help center.
var captchaLoadCallback = function() { grecaptcha.enterprise.execute(JBEN.Recaptcha.publicKey, { action: 'load_job' }).then(function(token) { // Future: send this assessment token to the server? }); };
api_key:862pqa5rw32obm