var captchaLoadCallback = function() { grecaptcha.enterprise.execute(JBEN.Recaptcha.publicKey, { action: 'load_job' }).then(function(token) { // Future: send this assessment token to the server? }); }; {"@context":"schema.org","@type":"JobPosting","hiringOrganization":{"@type":"Organization","name":"AQR"},"title":"Compliance - Compliance Marketing Review - Associate","datePosted":"2026-01-16","jobLocation":{"@type":"Place","address":{"@type":"PostalAddress","addressLocality":"Bengaluru, Karnataka, India","addressRegion":"KA","addressCountry":null,"postalCode":null}},"description":"\u003cp\u003e\u003cstrong\u003eAbout AQR Capital Management\u0026nbsp;\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eAQR is a global investment management firm built at the intersection of financial theory and practical application. We strive to deliver superior, long-term results for our clients by seeking to filter out market noise to identify and isolate what matters most, and by developing ideas that stand up to rigorous testing. Underpinning this philosophy is an unrelenting commitment to excellence in technology — powering our insights and analysis. This unique combination has made us leaders in alternative and traditional strategies since 1998.\u003c/p\u003e\n\u003cp\u003eAQR takes a systematic, research-driven approach, applying quantitative tools to process fundamental information and manage risk. Our clients include institutional investors, such as pension funds, insurance companies, endowments, foundations and sovereign wealth funds, as well as financial advisors.\u003c/p\u003e\n\u003cp\u003e\u0026nbsp;\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eYour Role\u003c/strong\u003e\u003c/p\u003e\n\u003cul\u003e\n\u003cli\u003eConduct comprehensive and timely reviews of various materials, including but not limited to marketing and other client-facing material, client reports, research papers, webisodes, and social media content.\u003c/li\u003e\n\u003cli\u003eAssess materials across multiple asset classes and investment strategies for compliance with applicable global regulations (e.g., SEC Rule 206(4)-1, FINRA Rule 2210, ESMA, FCA and non-US regulatory regimes) and internal firm policies.\u003c/li\u003e\n\u003cli\u003eApply expertise in the review of complex presentations, including hypothetical and back-tested performance, reviewing for regulatory compliance.\u003c/li\u003e\n\u003cli\u003eProvide proactive, clear, and solution-oriented guidance to business development and investment professionals regarding compliant advertising and performance reporting practices.\u003c/li\u003e\n\u003cli\u003eInterpret and communicate about relevant regulatory rules and developments, translating them into actionable compliance and business guidance.\u003c/li\u003e\n\u003cli\u003eMaintain relevant industry and regulatory knowledge, including monitoring and providing feedback on relevant rulemaking initiatives, risk alerts and other regulatory matters.\u003c/li\u003e\n\u003cli\u003eAssist with the implementation of new policies and procedures as well as with updating existing policies and procedures.\u003c/li\u003e\n\u003cli\u003eProvide training and informational tools to relevant staff on compliance policies and procedures and regulatory requirements.\u003c/li\u003e\n\u003c/ul\u003e\n\u003cp\u003e\u0026nbsp;\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eWhat You’ll Bring\u003c/strong\u003e\u003c/p\u003e\n\u003cul\u003e\n\u003cli\u003eBachelor's degree\u003c/li\u003e\n\u003cli\u003e3-5 years minimum experience reviewing marketing material, preferably with an investment adviser or broker-dealer\u003c/li\u003e\n\u003cli\u003eStrong understanding of the regulatory obligations under rule 206(4)-1 of the Investment Advisers Act, the SEC Marketing Rule, FINRA Rule 2210, ESMA, FCA and non-US regulatory regimes and any other applicable rules, regulations, and interpretive guidance\u003c/li\u003e\n\u003cli\u003eWell organized, strong communication skills, detail-oriented and responsive\u003c/li\u003e\n\u003cli\u003eAbility to provide accurate, direct and practical advice in a timely fashion\u003c/li\u003e\n\u003cli\u003eProactive time management skills and the ability to manage projects independently\u003c/li\u003e\n\u003cli\u003eHard working, team oriented, able to handle tight deadlines and eager to learn in a highly intellectual, collaborative environment\u003c/li\u003e\n\u003c/ul\u003e\n\u003cp\u003e\u0026nbsp;\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eWho You Are\u003c/strong\u003e\u003c/p\u003e\n\u003cul\u003e\n\u003cli\u003eIntelligent, energetic and goal-oriented with the ability to juggle multiple tasks, meet deadlines and exercise sound judgment\u003c/li\u003e\n\u003cli\u003eExcellent oral and written communication skills; must be able to confidently collaborate with various departments within the firm\u003c/li\u003e\n\u003cli\u003eA self-starter with the ability to follow through and complete tasks in a highly intellectual, collaborative environment\u003c/li\u003e\n\u003c/ul\u003e"} api_key:862pqa5rw32obm