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Job Details

Qube logo
Hedge Funds

Compliance Officer, Market Surveillance

at Qube

ExperiencedNo visa sponsorship

Posted 17 days ago

No clicks

Join Qube Research & Technologies' Compliance team in Hong Kong as a Market Surveillance Analyst responsible for monitoring trading activity across global markets to detect potential market abuse. You will develop and refine surveillance alerts and dashboards, conduct investigations, and escalate findings in line with regulatory and internal requirements. The role involves close collaboration with Compliance, Risk, Trading, and Technology to strengthen surveillance processes and governance while keeping up with regulatory and market developments.

Compensation
Not specified

Currency: Not specified

City
Hong Kong
Country
Hong Kong

Full Job Description

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s collaborative mindset which enables us to solve the most complex challenges. QRT’s culture of innovation continuously drives our ambition to deliver high quality returns for our investors.

Join our Compliance team in Hong Kong as a Market Surveillance Analyst, monitoring trading activity across global markets to detect potential market abuse and support QRT’s regulatory obligations. You’ll work with Compliance, Risk, Trading, and Technology to strengthen surveillance processes and ensure effective oversight.

Your future role at QRT:

  • Monitor and analyse trading activity across all asset classes to detect potential market abuse or unusual behaviour.
  • Review, refine and deploy new trade surveillance alerts and dashboards to strengthen detection capabilities.
  • Conduct investigations and escalate findings in line with regulatory expectations and internal policy.
  • Collaborate with internal stakeholders to improve surveillance effectiveness and governance.
  • Keep abreast of regulatory developments, market trends, and new trading behaviours. 

Your current skillset: 

  • 3+ years’ experience in trade surveillance at a trading venue, regulator, or financial institution. Prior experience in a high-frequency trading firm or multi-strat hedge fund is preferred.
  • Familiarity with Nasdaq SMARTS or equivalent trade surveillance platforms.
  • Strong analytical and problem-solving skills with some proficiency in programming and data manipulation (Python, SQL or similar) is advantageous
  • Experience with FICC products and/or crypto products is advantageous.
  • Knowledge of market structure, electronic trading, and market abuse regulations.
  • Confident communicator, able to engage effectively with traders and management.
  • Degree educated in a relevant field is preferred

QRT is an equal opportunity employer. We welcome diversity as essential to our success. QRT empowers employees to work openly and respectfully to achieve collective success. In addition to professional achievement, we are offering initiatives and programs to enable employees achieve a healthy work-life balance.

Job Details

Qube logo
Hedge Funds

17 days ago

clicks

Compliance Officer, Market Surveillance

at Qube

ExperiencedNo visa sponsorship

Not specified

Currency not set

City: Hong Kong

Country: Hong Kong

Join Qube Research & Technologies' Compliance team in Hong Kong as a Market Surveillance Analyst responsible for monitoring trading activity across global markets to detect potential market abuse. You will develop and refine surveillance alerts and dashboards, conduct investigations, and escalate findings in line with regulatory and internal requirements. The role involves close collaboration with Compliance, Risk, Trading, and Technology to strengthen surveillance processes and governance while keeping up with regulatory and market developments.

Full Job Description

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s collaborative mindset which enables us to solve the most complex challenges. QRT’s culture of innovation continuously drives our ambition to deliver high quality returns for our investors.

Join our Compliance team in Hong Kong as a Market Surveillance Analyst, monitoring trading activity across global markets to detect potential market abuse and support QRT’s regulatory obligations. You’ll work with Compliance, Risk, Trading, and Technology to strengthen surveillance processes and ensure effective oversight.

Your future role at QRT:

  • Monitor and analyse trading activity across all asset classes to detect potential market abuse or unusual behaviour.
  • Review, refine and deploy new trade surveillance alerts and dashboards to strengthen detection capabilities.
  • Conduct investigations and escalate findings in line with regulatory expectations and internal policy.
  • Collaborate with internal stakeholders to improve surveillance effectiveness and governance.
  • Keep abreast of regulatory developments, market trends, and new trading behaviours. 

Your current skillset: 

  • 3+ years’ experience in trade surveillance at a trading venue, regulator, or financial institution. Prior experience in a high-frequency trading firm or multi-strat hedge fund is preferred.
  • Familiarity with Nasdaq SMARTS or equivalent trade surveillance platforms.
  • Strong analytical and problem-solving skills with some proficiency in programming and data manipulation (Python, SQL or similar) is advantageous
  • Experience with FICC products and/or crypto products is advantageous.
  • Knowledge of market structure, electronic trading, and market abuse regulations.
  • Confident communicator, able to engage effectively with traders and management.
  • Degree educated in a relevant field is preferred

QRT is an equal opportunity employer. We welcome diversity as essential to our success. QRT empowers employees to work openly and respectfully to achieve collective success. In addition to professional achievement, we are offering initiatives and programs to enable employees achieve a healthy work-life balance.