Position Details

• Provide ongoing compliance support to WorldQuant Millennium Advisors (“WMA”)
• Conduct ongoing WMA compliance reviews
• Address compliance-related items for the launches of new WMA funds and separately managed accounts (“SMAs”)
• Assist with regulatory examinations, inquiries, investigations and projects, as necessary
• Monitor global regulatory changes, updates and industry-wide compliance initiatives
• Assist with drafting and amending compliance-related policies and procedures
• Create and implement additional WMA compliance reviews
• Review marketing materials for WMA funds and SMAs
• Prepare and conduct compliance trainings

Qualifications/Skills Required

• 14+ years of experience at a regulatory authority, bank/broker or buy-side firm
• Investment Management Compliance experience, inclusive of addressing regulatory items related to launching and ongoing compliance oversight of funds and SMAs
• Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms
• Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
• Law degree is preferred
• An understanding of global financial markets, including market structure, is preferred
• Strong analytical / conceptual problem-solving skills with attention to detail
• Strong sense of ownership and personal responsibility
• Ability to prioritize, multi-task, and manage deadlines while successfully completing assignments
• Strong written and verbal communication skills, as well as the ability to coordinate efforts and projects across teams and departments
• Ability to create presentation materials for senior management
• Good team player with a strong willingness to participate and help others