London, GB,

Compliance,

Full-Time

For more information visit https://www.marex.com/

The Global Financial Crime Compliance team comprises c.20 full time staff based in London, New York, and Chicago, supported by a further c.7 (FTE) staff based in other international offices.

We are a small team covering the full breadth of financial crime risk management and across the Firms broad and growing product and geographical range. As such, we look for new hires who have the aptitude to work across the breadth of activities a financial crime compliance function performs.

The Financial Crime Compliance (FCC) function forms part of the Second Line of Defence in the Firm's Three Lines of Defence model.

FCC is responsible for designing and maintaining a robust financial crime prevention framework that (i) manages our financial crime risk in line with our risk appetite (ii) meets legal and regulatory obligations in all the jurisdictions in which we operate and (iii) harnesses industry practice and standards.

As part of its role, FCC provides oversight and challenge of First Line of Defences financial crime risk management activities and associated systems and controls.

The Financial Crime Compliance Officer supports the Financial Crime Compliance COO Function by (i) leading the development, collation and timely reporting of Management Information (ii) supporting the Groupwide Financial Crime Risk Assessment process (iii) contributing to the drafting of governance documentation and committee papers (iv) assisting in the completion of global regulatory reporting activities (v) engaging with International Marex offices to support groupwide alignment.

Responsibilities:

 Lead the enhancement of Financial Crime MI by engaging with stakeholders across the firm to develop and collate relevant data for governance and oversight
 Collate, validate, and present Financial Crime MI and reporting for senior stakeholders, ensuring high quality, consistency, and timely delivery
 Coordinating international integration efforts across Financial Crime, supporting alignment of processes, documentation, reporting, and MI standards  Support the Groupwide Financial Crime Risk Assessment process, including coordinating inputs, tracking actions, and supporting the production of reporting information for review and governance
 Assist in the completion of regulatory reporting requirements across global Marex offices where controls are operated at Group level, including coordinating data collection, quality checks, and approvals
 Assist in drafting and maintaining Financial Crime governance documentation, including policies/procedures (where applicable), department governance documents, and committee packs for senior management
 Supporting initial due diligence efforts for business change initiatives and acquisitions
 Maintain MI trackers, logs, and supporting documentation (e.g., actions, issues, and governance decisions), ensuring auditability and effective record keeping
 Support ad hoc Financial Crime projects as required, including control enhancement projects, preparation of materials for stakeholder engagement, and continuous improvement of MI and reporting processes

Skills:

Strong MI collation and reporting capability, including the ability to collect inputs, validate completeness/accuracy, and present outputs clearly for senior stakeholders
Excellent written communication skills: able to draft clear, concise governance documents and committee papers, and to summarise complex information for different audiences
Strong organisation and attention to detail; able to manage multiple deadlines, maintain trackers/logs, and ensure evidence is retained appropriately
Stakeholder management: has the skills and desire to build relationships with colleagues across the organisation. We are looking for individuals that people enjoy working with
Execution focused with high levels of personal effectiveness and the ability to deliver at pace while maintaining quality
Proficient in Microsoft Excel and PowerPoint

Experience:

Demonstrable Financial Crime experience in financial services
Experience producing MI and reporting for senior stakeholders
Experience coordinating cross-functionally and across multiple jurisdictions/time zones (e.g., for risk assessments, governance submissions, or regulatory reporting)

Competencies:

A collaborative team player, approachable, self-efficient and influences a positive work environment
Demonstrates curiosity
Resilient in a challenging, fast-paced environment
Excels at building relationships, networking and influencing others.
Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness

If youre forging a career in this area and are looking for your next step, get in touch!

Marex is fully committed to being an inclusive employer and providing an inclusive and accessible recruitment process for all. We will provide reasonable adjustments to remove any disadvantage to you being considered for this role. We value the differences that a diverse workforce brings to the company. We welcome applications from candidates returning to the workforce. Also, Marex is committed to avoiding circumstances in which the appearance or possibility of conflicts of interest may exist within the hiring process.

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