
at Macquarie
Investment BankingPosted a month ago
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**Trade Surveillance Manager (21674) - Ensure regulatory compliance and manage investigations in Macquarie's Global Trade Surveillance team based in Houston. Lead a team, interpret surveillance alerts, and assess market conduct risks.**
- Compensation
- Not specified USD
- City
- Houston
- Country
- United States
Currency: $ (USD)
Full Job Description
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Trade Surveillance Manager
What role will you play?
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What you offer
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- 68 years of experience in commodities and energy markets, with a strong focus on OTC trading, market conduct, and regulatory compliance risk
- In depth understanding of market abuse and manipulation risks, relevant regulations, internal policies, and expected compliance controls across trading, booking, and client interactions
- Demonstrated experience in trade surveillance, investigations, and regulatory frameworks applicable to commodities markets (e.g., CFTC, FERC, exchange rules, or equivalent international regimes)
- Strong analytical skills, including the ability to interpret surveillance alerts, analyze trading and communications data, reconstruct trades, and assess conduct against regulatory requirements
What we offer
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- 1 wellbeing leave day per year and a minimum of 25 days of annual leave
- 20 weeks paid parental leave for primary caregivers along with 12 days of paid transition leave upon return to work and 6 weeks paid leave for secondary caregivers
- 2 days of paid volunteer leave and donation matching
- Benefits and initiatives to support your physical, mental and financial wellbeing such as medical, prescription drug, dental, and vision insurance; health savings account and dependent day care savings account; life insurance, disability, and other insurance plans; 401(k) and short/long term disability
- Access to our Employee Assistance Program, a robust behavioural health network with counselling and coaching services
- Access to a wide range of learning and development opportunities, including reimbursement for professional membership or subscription
- Recognition and service awards
- Hybrid and flexible working arrangements, dependent on role
- Reimbursement for work from home equipment
About the Risk Management Group
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Empowering all kinds of bright and driven people
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