Trading Services Manager III
at J.P. Morgan
Posted 17 days ago
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Join the Equity Syndicate Operations team to lead new-issue syndicate processes and manage end-to-end settlement for equity and convertible note issuances. You will coordinate deal setup, closings and fund movements with internal teams, transfer agents, legal counsel and external partners while overseeing deal accounting, regulatory filings and controls. The role requires working in a high-volume, high-risk environment to ensure compliance and operational excellence across issuance and settlement platforms. Strong knowledge of DTC settlement platforms, syndicate compliance and payment origination is essential.
- Compensation
- Not specified
- City
- New York City
- Country
- United States
Currency: Not specified
Full Job Description
Location: New York, NY, United States
Are you ready to make a significant impact in the world of equity capital markets? At JPMorganChase, we offer an exciting opportunity for career growth and development as a Trading Services Manager in the Equity Syndicate Operations space. JPMorgan is the number one investment bank in terms of the Equity Capital Markets league table standings in 2025.
Join us to leverage your skills in the equity and equity derivative issuance supporting the Equity Capital Markets and Equity Derivative businesses. Become part of a team that values innovation and continuous improvement.
As a Trading Services Manager within this space, you will be a key player in our team, leveraging your knowledge Equity and Convertible Notes issuances as well Program based issuances (Medium Term Note Programs, i.e.).
Your role will involve working with the ECM team with respect to deal structuring and execution; and various internal teams and external, industry partners.
Job responsibilities
- Understand and execution of the New Issue Syndicate process from pre-pricing to DTC settlement with the Issuer through close-out with the Syndicate members (including FAST closings and eligibility requests, DWAC transfers, and RAPID Issuance).
- Will have very close interaction with the Syndicate desk and ECM Deal team on deal set-up and final settlement requirements.
- Work in a high volume, high visibility (high risk) environment.
- Oversee deal-related controls including but not limited to deal accounting and compliance documentation.
- Manage and submit requisite filings and set up on the FINRA Gateway including TRACE Set ups of convertible notes and IPO Distribution submission.
- Fund payments related to closings.
- Coordinate deal closing with relevant parties including transfer agents and legal counsels for company and the underwriters.
Required qualifications, capabilities, and skills
- Minimum 5 years of previous syndicate operations and issuance.
- Understand all aspects of syndicate related compliance matters and documentation – i.e. Rule 5131; QIB/Reg S certification; and prospectus delivery requirements.
- Should be fully versed in DTC’s UW Source and Rapid Issuance platforms and versed in the settlement portion of the process (SettlementWEB).
- Understand payments origination and funding.
Preferred qualifications, capabilities, and skills
- Significant knowledge of the accounting aspects including final settlements; and reimbursements are important distinguishing skills.
- Series 7 License, Preferred
Lead equity syndicate operations, manage new issue settlements, and drive process excellence in a high-impact, fast-paced team.
