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Trading Services Associate-Marketing Controls

ExperiencedNo visa sponsorship
J.P. Morgan logo

at J.P. Morgan

Bulge Bracket Investment Banks

Posted 7 days ago

No clicks

**Trading Services Associate - Marketing Controls** role requires an experienced (8+ years, 5+ in IB) professional in Mumbai. Key responsibilities include reviewing policies, executing controls, escalating issues, and managing key reference data. Essential skills involve problem-solving, data analysis, and strong communication. Proficiency in MS Office Suite is required. Preferred candidates have a finance/economics degree, derivative product knowledge, and experience in Middle Office/Trade Support. This role demands attention to detail, proactivity, and the ability to work in a cross-regional, dynamic environment.

Compensation
Not specified

Currency: Not specified

City
Mumbai
Country
India

Full Job Description

Location: Mumbai, Maharashtra, India

Are you ready to elevate your career in a fast-paced, innovative environment? You will have the opportunity to utilize and keep developing your skills while contributing to a team that values growth and collaboration. Join us and be part of a company that supports your professional journey and offers exciting challenges.

As a Trading Services Associate I within JPMorgan Chases Corporate and Investment Bank, you will review and apply policies established by the Corporate and Investment Bank Reputational Risk Committee, execute day-to-day controls to identify policy exceptions, promptly escalate issues to relevant stakeholders for resolution, and report policy breaches through defined metrics to senior management and the Supervisory Transaction Management Office. You will support global sales and trading activities, manage key reference data such as client ratings and portfolio complexity ratings, and conduct recertification exercises in line with policy requirements.

Job responsibilities 
  • Investigate exceptions and liaise with multiple teams across Front Office, Middle Office, Back Office and technology teams to get the exceptions resolved  
  • Action and perform root cause analyses on new issues or control gaps  
  • Escalate issues for any urgent matters or assistance  
  • Overseeing the data gathering process, analyze the data and report MIS utilizing the various data source  
  • Produce time sensitive daily reports with actionable data to Front Office, Middle Office, or Back Office for break resolutions  
  • Provide detailed business control metrics to management on a daily basis  
  • Take ownership of work, problems, clarify issues / objections, and ensure data integrity, accuracy and completeness  
  • Build and maintain strong working relationships with all global teams and be an SME on Reconciliations and Controls 
  • Continuously participate in projects involving, new product rollout, new system implementation, process improvements, etc.
  • Ensure all controls and checks are completed on End of Day 

 

Required Qualifications, Skills and Capabilities:

  • Graduate / Post Graduate with minimum 8 years of experience, with at least 5 years in an investment banking environment, 
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
  • Strong logical/analytical mindset with the ability to think outside the box and challenge the status quo ; Should be able to self-learner and highly motivated
  • Need to have attention to detail in order to identify risks proactively and provide methods of mitigation with timely escalation 
  • EMEA [1 PM / 2 PM IST to 10 PM / 11 PM IST].  Cross regional coverage to be provided.  Ability to work stretch hours in case of business requirement. 
  • Excellent written and oral communication skills

 

Preferred Qualifications, Skills and Capabilities:

  • Degree holder in Finance / Economics or other related disciplines (preferable) 
  • Product knowledge - thorough understanding of the end to end transaction cycle for derivative products (preferred)  ; Process flow understanding - ability to understand current flows and linkage between systems and think how the process can be improved/streamlined
  • VBA/Alteryx/Tableau/Fintech is a plus
  • preferably in Middle Office / Trade Support 
Join our team as a Trading Services Associate and contribute to driving impactful solutions in a dynamic environment.

Trading Services Associate-Marketing Controls

Compensation

Not specified

City: Mumbai

Country: India

J.P. Morgan logo
Bulge Bracket Investment Banks

7 days ago

No clicks

at J.P. Morgan

ExperiencedNo visa sponsorship

**Trading Services Associate - Marketing Controls** role requires an experienced (8+ years, 5+ in IB) professional in Mumbai. Key responsibilities include reviewing policies, executing controls, escalating issues, and managing key reference data. Essential skills involve problem-solving, data analysis, and strong communication. Proficiency in MS Office Suite is required. Preferred candidates have a finance/economics degree, derivative product knowledge, and experience in Middle Office/Trade Support. This role demands attention to detail, proactivity, and the ability to work in a cross-regional, dynamic environment.

Full Job Description

Location: Mumbai, Maharashtra, India

Are you ready to elevate your career in a fast-paced, innovative environment? You will have the opportunity to utilize and keep developing your skills while contributing to a team that values growth and collaboration. Join us and be part of a company that supports your professional journey and offers exciting challenges.

As a Trading Services Associate I within JPMorgan Chases Corporate and Investment Bank, you will review and apply policies established by the Corporate and Investment Bank Reputational Risk Committee, execute day-to-day controls to identify policy exceptions, promptly escalate issues to relevant stakeholders for resolution, and report policy breaches through defined metrics to senior management and the Supervisory Transaction Management Office. You will support global sales and trading activities, manage key reference data such as client ratings and portfolio complexity ratings, and conduct recertification exercises in line with policy requirements.

Job responsibilities 
  • Investigate exceptions and liaise with multiple teams across Front Office, Middle Office, Back Office and technology teams to get the exceptions resolved  
  • Action and perform root cause analyses on new issues or control gaps  
  • Escalate issues for any urgent matters or assistance  
  • Overseeing the data gathering process, analyze the data and report MIS utilizing the various data source  
  • Produce time sensitive daily reports with actionable data to Front Office, Middle Office, or Back Office for break resolutions  
  • Provide detailed business control metrics to management on a daily basis  
  • Take ownership of work, problems, clarify issues / objections, and ensure data integrity, accuracy and completeness  
  • Build and maintain strong working relationships with all global teams and be an SME on Reconciliations and Controls 
  • Continuously participate in projects involving, new product rollout, new system implementation, process improvements, etc.
  • Ensure all controls and checks are completed on End of Day 

 

Required Qualifications, Skills and Capabilities:

  • Graduate / Post Graduate with minimum 8 years of experience, with at least 5 years in an investment banking environment, 
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint)
  • Strong logical/analytical mindset with the ability to think outside the box and challenge the status quo ; Should be able to self-learner and highly motivated
  • Need to have attention to detail in order to identify risks proactively and provide methods of mitigation with timely escalation 
  • EMEA [1 PM / 2 PM IST to 10 PM / 11 PM IST].  Cross regional coverage to be provided.  Ability to work stretch hours in case of business requirement. 
  • Excellent written and oral communication skills

 

Preferred Qualifications, Skills and Capabilities:

  • Degree holder in Finance / Economics or other related disciplines (preferable) 
  • Product knowledge - thorough understanding of the end to end transaction cycle for derivative products (preferred)  ; Process flow understanding - ability to understand current flows and linkage between systems and think how the process can be improved/streamlined
  • VBA/Alteryx/Tableau/Fintech is a plus
  • preferably in Middle Office / Trade Support 
Join our team as a Trading Services Associate and contribute to driving impactful solutions in a dynamic environment.