at J.P. Morgan
Bulge Bracket Investment BanksPosted 2 days ago
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**Senior Associate, Legal & Regulatory Management Coordinator** at J.P. Morgan Wealth Management in Columbus, OH, orchestrates legal obligations and regulatory changes, driving them from intake to completion with high accuracy. This role facilitates conversations across businesses, implements quality control processes, and builds Business as Usual (BAU) processes. Key responsibilities involve managing compliance dates and Service Level Agreements (SLAs), maintaining the Enterprise Library Application (ELA) procedure library, and conducting regulatory exams. The ideal candidate brings 3+ years of wealth management, regulatory, or controls/risk management experience, along with strong collaboration, decision-making, and problem-solving skills. Proficiency in Microsoft PowerPoint, Excel, and SharePoint, along with advanced knowledge of operational risk and control design, is preferred. The role demands professional maturity, resiliency, and the ability to adapt to change in an evolving regulatory environment.
- Compensation
- Not specified USD
- City
- Columbus
- Country
- United States
Currency: $ (USD)
Full Job Description
Location: Columbus, OH, United States
- Manage legal obligations and regulatory changes from intake through completionDocument legal obligation mapping in Enterprise Library Application (ELA)Maintain the ELA procedure library to ensure accuracyBuild and implement quality control and BAU processes as neededMonitor adherence to compliance dates and SLAsIdentify issues, risks, and decisions; escalate and guide solutions with business partnersLead and participate in complex initiativesParticipate in regulatory exams, audits, and controls testsPrepare and deliver executive presentations and reportingFoster and maintain strong working relationshipsReview and analyze reporting to identify patterns, trends, and discrepanciesRequired qualifications, capabilities, and skills
- Bring 3+ years of relevant wealth management, regulatory, and/or controls/risk management experienceDemonstrate collaboration and relationship-building across lines of business and partner levelsApply professional maturity through effective meeting management, email etiquette, accountability, resiliency, and collaborationMake decisions confidently and guide, challenge, and influence partners at all levels when neededApply controls and risk management knowledge, including RCSA, testing methodology, and root cause analysisInvestigate and solve complex problemsOrganize, prioritize, and multi-task effectively to meet deadlinesInterpret internal policies and regulatory requirements and translate them into practical steps and solutionsCreate and maintain strong documentationLead complex initiatives by planning, designing, documenting, executing, and communicatingCommunicate clearly in writing and verbally, including executive-ready presentationsPreferred qualifications, capabilities, and skills
- Use advanced Microsoft PowerPoint, Excel, and SharePoint skillsTranslate complex, ambiguous, principle-based regulations into practical steps and solutionsAnalyze and prioritize alternative solutions to drive resultsApply operational risk and control design knowledge to implement effective quality control processesAdapt to change and operate effectively in an evolving role influenced by the regulatory environment and organizational changesApply process improvement skills to evolve processes from current state to future stateMaintain or obtain role-relevant business-specific skills or certifications as required
Support JPMorgan Chase Wealth Management regulatory obligation intake, mapping, controls, and partner engagement end-to-end.Apply nowSIMILAR OPPORTUNITIES
No similar opportunities available at the moment.
J.P. Morgan Wealth Management - Senior Associate, Legal & Regulatory Management Coordinator
Compensation
Not specified USD
City: Columbus
Country: United States
ExperiencedNo visa sponsorship**Senior Associate, Legal & Regulatory Management Coordinator** at J.P. Morgan Wealth Management in Columbus, OH, orchestrates legal obligations and regulatory changes, driving them from intake to completion with high accuracy. This role facilitates conversations across businesses, implements quality control processes, and builds Business as Usual (BAU) processes. Key responsibilities involve managing compliance dates and Service Level Agreements (SLAs), maintaining the Enterprise Library Application (ELA) procedure library, and conducting regulatory exams. The ideal candidate brings 3+ years of wealth management, regulatory, or controls/risk management experience, along with strong collaboration, decision-making, and problem-solving skills. Proficiency in Microsoft PowerPoint, Excel, and SharePoint, along with advanced knowledge of operational risk and control design, is preferred. The role demands professional maturity, resiliency, and the ability to adapt to change in an evolving regulatory environment.
Full Job Description
Location: Columbus, OH, United States
This role is part of the JPMorgan Chase Wealth Management Regulatory and Policy Management team aligned to the JPMorgan Chase Wealth Management Central Administration Organization (CAO). s part of the Consumer Bank, JPMorgan Chase Wealth Management is committed to serving clients across all of their financial needs, with offerings ranging from self-directed and automated investing to full-service advisor relationships. The combined business has ~$400 billion in assets under management and ~4,000 advisors who work out of 3,500 branches and 21 offices.Were fostering and promoting diverse talent at every level to ensure you feel represented here, no matter who you are or where you come from. As a business, we believe that fostering growth and mobility internally empowers us to deliver the exceptional service, custom solutions, and out-of-the-box thinking were known for as a global leader.As a Senior Associate, Legal and Regulatory Management Coordinator, you will facilitate conversations with partners at all levels inside and outside the line of business, execute deliverables with a high degree of accuracy, and manage legal obligations and regulatory events from intake through completion. This includes launching quality control processes, creating Business as Usual (BAU) processes for new assessment workstreams, monitoring adherence to compliance dates and Service Level Agreements (SLAs), and keeping regulatory mapping evergreen. Over time, you are expected to become a subject matter expert on JPMorgan Chase Wealth Management business topics, processes, and the regulatory environment.Job responsibilities- Manage legal obligations and regulatory changes from intake through completionDocument legal obligation mapping in Enterprise Library Application (ELA)Maintain the ELA procedure library to ensure accuracyBuild and implement quality control and BAU processes as neededMonitor adherence to compliance dates and SLAsIdentify issues, risks, and decisions; escalate and guide solutions with business partnersLead and participate in complex initiativesParticipate in regulatory exams, audits, and controls testsPrepare and deliver executive presentations and reportingFoster and maintain strong working relationshipsReview and analyze reporting to identify patterns, trends, and discrepanciesRequired qualifications, capabilities, and skills
- Bring 3+ years of relevant wealth management, regulatory, and/or controls/risk management experienceDemonstrate collaboration and relationship-building across lines of business and partner levelsApply professional maturity through effective meeting management, email etiquette, accountability, resiliency, and collaborationMake decisions confidently and guide, challenge, and influence partners at all levels when neededApply controls and risk management knowledge, including RCSA, testing methodology, and root cause analysisInvestigate and solve complex problemsOrganize, prioritize, and multi-task effectively to meet deadlinesInterpret internal policies and regulatory requirements and translate them into practical steps and solutionsCreate and maintain strong documentationLead complex initiatives by planning, designing, documenting, executing, and communicatingCommunicate clearly in writing and verbally, including executive-ready presentationsPreferred qualifications, capabilities, and skills
- Use advanced Microsoft PowerPoint, Excel, and SharePoint skillsTranslate complex, ambiguous, principle-based regulations into practical steps and solutionsAnalyze and prioritize alternative solutions to drive resultsApply operational risk and control design knowledge to implement effective quality control processesAdapt to change and operate effectively in an evolving role influenced by the regulatory environment and organizational changesApply process improvement skills to evolve processes from current state to future stateMaintain or obtain role-relevant business-specific skills or certifications as required
Support JPMorgan Chase Wealth Management regulatory obligation intake, mapping, controls, and partner engagement end-to-end.SIMILAR OPPORTUNITIES
No similar opportunities available at the moment.
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