J.P. Morgan Wealth Management - Private Client Investment Associate - San Mateo, CA
at J.P. Morgan
Posted 17 days ago
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Private Client Investment Associate supporting Private Client Advisors by providing client service, operational, marketing and administrative support. Responsibilities include facilitating account openings, money movements, investment trades, preparing performance reports, managing relationship and account reviews, and assisting with wealth planning, referral management and lead generation. The role emphasizes risk management and compliance (Know Your Customer, account reviews, documentation) and requires prioritizing daily work to meet deadlines. Licensing requirements include a valid/active Series 7 (or obtained within 60 days), Series 66 (63/65) and Life & Health Insurance license within 60 days, and SIE if registered after October 1, 2018.
- Compensation
- Not specified
- City
- San Mateo
- Country
- United States
Currency: Not specified
Full Job Description
Location: San Mateo, CA, United States
- Support Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account opening, money movement and investment trades
- Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
- Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
- Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
- Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
- Prioritize daily work, track progress for current work, and consistently meet deadlines
- Maintain and foster team culture
- A valid and active Series 7 license is required or may be obtained within a 60 day condition of employment
- If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
- A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment
INVESTMENT AND INSURANCE PRODUCTS ARE:
• NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES • SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED
Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, N.A. are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.
