Posted 14 days ago
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As an Investment Compliance Analyst you will develop, maintain and test rules applied to clients' financial instruments to ensure compliance with client investment agreements and regulatory changes. You'll provide technical expertise for compliance reporting projects, code rules within the compliance reporting application, investigate and help resolve breaches, and optimize the rule library. The role requires strong knowledge of financial markets and instruments (including derivatives), logic-based coding or report-writing experience, and excellent communication skills. You will work closely with clients and investment managers to interpret mandates and deliver tailored solutions.
- Compensation
- Not specified
- City
- Mumbai
- Country
- India
Currency: Not specified
Full Job Description
Location: Mumbai, Maharashtra, India
Take a Lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers
Job Summary
As an Investment Compliance Analyst within the compliance team, you will be providing technical expertise for compliance projects and ensuring proper rule coding. Your role will involve developing innovative solutions tailored to client needs, maintaining and updating fund rules, and assisting in breach resolution. You will need to stay informed on industry practices and regulations, and focus on solving complex client requests, interpreting investment mandates, and coding rules. A strong understanding of financial instruments, including derivatives, is essential.
Job Responsibilities
- Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients
- Ensure that rules are established in accordance with the Client Investment Agreement and adapt them as needed based on regulatory changes.
- Serve as a change agent by providing technical expertise for key compliance reporting projects, offering a comprehensive view of rule coding and identifying any breaches.
- Develop innovative solutions to meet client requirements, including coding within the Compliance Reporting application, while optimizing the existing rule library.
- Understand and address specific client nuances to deliver appropriate and optimal solutions that meet their objectives.
- Maintain and update existing fund rules within the system, adapting solutions to meet the evolving needs of clients in a timely manner.
- Align client requirements with system capabilities and perform necessary maintenance on client accounts.
- Investigate breaches of investment guidelines with investment managers to assist clients in resolving issues, while staying informed about industry practices, product developments, and regulatory changes.
- Focus on solving complex technical requests for global clients, interpreting investment mandates to identify and code rules, and possessing or quickly acquiring knowledge of various financial instruments, including derivatives.
Required Qualifications, Skills and Capabilities:
- Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) and experience financial instruments
- The successful candidate would have the following key attributes, demonstrated by suitable experience:
- Coding or report writing experience, with logic-based database systems
- Excellent financial market and instrument knowledge
- Compliance reporting product knowledge
- All candidates must have:
- Excellent written and verbal communication
