Location: New York, NY, United States

At J.P. Morgan, you’ll be part of a well-regarded team that works closely together in a supportive environment. As a Supervisory Analyst / Registered Options Principal, you will play a key role in ensuring the quality and compliance of our research products, working directly with the Americas Equity, Fixed Income, and Derivatives research teams. 

Job responsibilities

• Provide supervisory review of Equity, Credit, Economics, Commodities, Technical Analysis, Securitized Products, FX and Rates, and Index Research
• Conduct options review of Derivatives Research
• Ensure research complies with FINRA and SEC regulations, firm policies, and procedures, including watch list review and applying appropriate disclosures
• Collaborate with analysts and associates, balancing accuracy and speed, to meet morning meeting and publication deadlines
• Multitask and prioritize in a busy environment, reviewing a variety of products including notes, company initiations, quick-take alerts, industry reports, blast emails, podcasts/videos, models, and PowerPoint presentations
• Rewrite research as needed to meet regulatory requirements
• Edit research to uphold quality and control standards

Required qualifications, capabilities, and skills

• FINRA Series 16 with at least 7-10 years of experience as a Supervisory Analyst, preferably in an equity research department
• Series 4 preferred; candidates with the Series 7 willing to sit for the Series 4 will be considered
• Focused, articulate, commercially minded, and organized
• Comfortable working independently in a fast-paced, high-volume environment
• Flexible and able to take ownership of projects as workflow volumes vary
• Technically savvy and comfortable working in an HTML publishing system

Hours and location
6:30am–3:30pm ET in our New York City office, with a hybrid office/home schedule after a training period.