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Compliance Risk Management Officer - Senior Associate

ExperiencedNo visa sponsorship
J.P. Morgan logo

at J.P. Morgan

Bulge Bracket Investment Banks

Posted 4 days ago

No clicks

**Compliance Risk Management Senior Associate** leads technology and governance of the Know Your Customer (KYC) team at JPMorgan Chase. You'll oversee and develop strategies, compile regulatory reports, partner with stakeholders, and drive process improvements using automation tools. Key responsibilities include monthly reporting to OCC and FRB, agile development support, and managing SharePoint. Required skills include 5+ years' experience, strong communication, Agile methodology, attention to detail, and proficiency with Excel, Tableau, Alteryx. Membership in the global financial crime compliance team, and a focus on responsible business growth.

Compensation
Not specified

Currency: Not specified

City
Brooklyn
Country
United States

Full Job Description

Location: Brooklyn, NY, United States

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Global Financial Crimes Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Global Financial Crime Compliance Governance Senior Associate within the Compliance, Conduct and Operational Risk (CCOR) team, you will oversee and develop strategies for the Know Your Customer (KYC) team's technology and reporting programs, including KYC, Customer Escalations and Risk Assessment. 

Job Responsibilities

  • Compile and deliver monthly reporting and regulatory reporting on a monthly basis to the Office of the Comptroller of the Currency (OCC) and Federal Reserve Bank (FRB)
  • Participate in the teams agile development lifecycle supporting the teams new policy change tool 
  • Facilitate intake of team technology business requirements
  • Draft and update JIRA to track all outstanding technology request 
  • Partner with team and stakeholders to deliver reporting or changes in process 
  • Self-identify opportunities to leverage automation tools to streamline processes 
  • Prepare and own management reports tracking key departmental initiatives
  • Prepare and present data and insights to compliance executives 
  • Oversee SharePoints, including permissions, content, etc. 
  • Create and analyze monthly governance decks utilized by LOB senior leadership
  • Maintain user guide documentation

Required qualifications, capabilities, and skills

  • 5+ years of relevant or other related experience
  • Demonstrate the ability to partner with stakeholders on projects
  • Knowledge of Agile methodology
  • Ability to self-identify system enhancements
  • Possess strong written and oral executive-level communications skills
  • Ability to work both independently and as a core team member
  • Detail-oriented; possess a high-level of attention to detail and quality for their work product
  • Excellent analytical skills, experience with Excel, Tableau, Alteryx, and data relationships 

Preferred qualifications, capabilities, and skills

  • KYC knowledge is a plus
  • Ability to own end to end processes
  • Strong understanding of risk and controls
  • MBA or Bachelor's degree with professional certification preferred
We are seeking a Compliance Risk Management Senior Associate to join the KYC Policy team to lead our technology, governance.

Compliance Risk Management Officer - Senior Associate

Compensation

Not specified

City: Brooklyn

Country: United States

J.P. Morgan logo
Bulge Bracket Investment Banks

4 days ago

No clicks

at J.P. Morgan

ExperiencedNo visa sponsorship

**Compliance Risk Management Senior Associate** leads technology and governance of the Know Your Customer (KYC) team at JPMorgan Chase. You'll oversee and develop strategies, compile regulatory reports, partner with stakeholders, and drive process improvements using automation tools. Key responsibilities include monthly reporting to OCC and FRB, agile development support, and managing SharePoint. Required skills include 5+ years' experience, strong communication, Agile methodology, attention to detail, and proficiency with Excel, Tableau, Alteryx. Membership in the global financial crime compliance team, and a focus on responsible business growth.

Full Job Description

Location: Brooklyn, NY, United States

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Global Financial Crimes Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Global Financial Crime Compliance Governance Senior Associate within the Compliance, Conduct and Operational Risk (CCOR) team, you will oversee and develop strategies for the Know Your Customer (KYC) team's technology and reporting programs, including KYC, Customer Escalations and Risk Assessment. 

Job Responsibilities

  • Compile and deliver monthly reporting and regulatory reporting on a monthly basis to the Office of the Comptroller of the Currency (OCC) and Federal Reserve Bank (FRB)
  • Participate in the teams agile development lifecycle supporting the teams new policy change tool 
  • Facilitate intake of team technology business requirements
  • Draft and update JIRA to track all outstanding technology request 
  • Partner with team and stakeholders to deliver reporting or changes in process 
  • Self-identify opportunities to leverage automation tools to streamline processes 
  • Prepare and own management reports tracking key departmental initiatives
  • Prepare and present data and insights to compliance executives 
  • Oversee SharePoints, including permissions, content, etc. 
  • Create and analyze monthly governance decks utilized by LOB senior leadership
  • Maintain user guide documentation

Required qualifications, capabilities, and skills

  • 5+ years of relevant or other related experience
  • Demonstrate the ability to partner with stakeholders on projects
  • Knowledge of Agile methodology
  • Ability to self-identify system enhancements
  • Possess strong written and oral executive-level communications skills
  • Ability to work both independently and as a core team member
  • Detail-oriented; possess a high-level of attention to detail and quality for their work product
  • Excellent analytical skills, experience with Excel, Tableau, Alteryx, and data relationships 

Preferred qualifications, capabilities, and skills

  • KYC knowledge is a plus
  • Ability to own end to end processes
  • Strong understanding of risk and controls
  • MBA or Bachelor's degree with professional certification preferred
We are seeking a Compliance Risk Management Senior Associate to join the KYC Policy team to lead our technology, governance.