LOG IN
SIGN UP
Canary Wharfian - Online Investment Banking & Finance Community.
Sign In
OR continue with e-mail and password
E-mail address
Password
Don't have an account?
Reset password
Join Canary Wharfian
OR continue with e-mail and password
E-mail address
Username
Password
Confirm Password
How did you hear about us?
By signing up, you agree to our Terms & Conditions and Privacy Policy.

Job Details

J.P. Morgan logo
Bulge Bracket Investment Banks

CCOR - Regulatory Strategy Senior Officer - Associate

at J.P. Morgan

ExperiencedNo visa sponsorship

Posted 17 days ago

No clicks

Join JPMorgan Chase's Firmwide Regulatory Strategy team to support regulatory examinations and ongoing monitoring for Asset & Wealth Management and the Chief Data & Analytics Office, including AI-related engagements. You will coordinate exam lifecycles, prepare and redact confidential supervisory information, analyze and package regulatory submissions, and maintain tracking and reporting for senior management. The role requires strong stakeholder management, project management, analytical skills, and the ability to work in a fast-paced, deadline-driven environment.

Compensation
Not specified

Currency: Not specified

City
New York City
Country
United States

Full Job Description

Location: New York, NY, United States

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.  Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Regulatory Strategy Senior Officer – Associate within the Firmwide Regulatory Strategy team, you will assist exam managers on all regulatory engagements, including examinations and ongoing monitoring that influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Additionally, you will be responsible for supporting the Chief Data & Analytics Office team, including Artificial Intelligence in their global regulatory examinations and engagements. The Firmwide Regulatory Strategy team overseas the comprehensive relationships between the Firm and its Global Regulators.

Job Responsibilities 

  • Support the coordination of examinations and ongoing monitoring by regulators covering AWM and CDAO, through the entire lifecycle of an exam. 
  • Provide updates to management regarding the matters being handled, including, but not limited to, the timely escalation and resolution of potential issues.
  • Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting, Technology, Control Management, Legal and Internal Audit.
  • Work with the relevant businesses and functions to obtain information/documentation to respond to regulatory requests.
  • Analyze and summarize information for regulatory submissions, ensuring confidentiality and accuracy.
  • Package regulatory submissions - including ensuring documentation submitted to the regulators is classified as confidential supervisory information, as appropriate. Perform redaction of Confidential Supervisory Information on information, where required. 
  • Provide periodic examination status updates and contribute to internal reporting and tracking.
  • Help ensure data quality for inputs into the team's central repository to enable reliable and effective reporting to senior management.
  • Maintain tracking related to examinations and regulatory findings.
  • Contribute to the development of best practices in regulatory strategy and compliance.

     

Required qualifications, capabilities and skills

  • BA/BS degree required.
  • High proficiency in Adobe, Excel and PowerPoint.
  • Excellent interpersonal, organizational, leadership, and communication skills.
  • Client service skills - the candidate must demonstrate the judgment and ability to closely partner with and advise managers and other stakeholders on regulatory interactions. 
  • Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. 
  • Project management skills and ability to manage multiple work streams involving different partners and groups. 
  • Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time.
  • A demonstrated high level of integrity, confidentiality and trustworthiness.

     

Preferred qualifications, capabilities and skills

  • Knowledge of Tableau and Visio, and SharePoint
Join JPMorgan Chase as a Regulatory Strategy Officer, driving compliance and risk management excellence.

Job Details

J.P. Morgan logo
Bulge Bracket Investment Banks

17 days ago

clicks

CCOR - Regulatory Strategy Senior Officer - Associate

at J.P. Morgan

ExperiencedNo visa sponsorship

Not specified

Currency not set

City: New York City

Country: United States

Join JPMorgan Chase's Firmwide Regulatory Strategy team to support regulatory examinations and ongoing monitoring for Asset & Wealth Management and the Chief Data & Analytics Office, including AI-related engagements. You will coordinate exam lifecycles, prepare and redact confidential supervisory information, analyze and package regulatory submissions, and maintain tracking and reporting for senior management. The role requires strong stakeholder management, project management, analytical skills, and the ability to work in a fast-paced, deadline-driven environment.

Full Job Description

Location: New York, NY, United States

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.  Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Regulatory Strategy Senior Officer – Associate within the Firmwide Regulatory Strategy team, you will assist exam managers on all regulatory engagements, including examinations and ongoing monitoring that influence the Asset & Wealth Management operations as well as cross-business regulatory engagements. Additionally, you will be responsible for supporting the Chief Data & Analytics Office team, including Artificial Intelligence in their global regulatory examinations and engagements. The Firmwide Regulatory Strategy team overseas the comprehensive relationships between the Firm and its Global Regulators.

Job Responsibilities 

  • Support the coordination of examinations and ongoing monitoring by regulators covering AWM and CDAO, through the entire lifecycle of an exam. 
  • Provide updates to management regarding the matters being handled, including, but not limited to, the timely escalation and resolution of potential issues.
  • Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting, Technology, Control Management, Legal and Internal Audit.
  • Work with the relevant businesses and functions to obtain information/documentation to respond to regulatory requests.
  • Analyze and summarize information for regulatory submissions, ensuring confidentiality and accuracy.
  • Package regulatory submissions - including ensuring documentation submitted to the regulators is classified as confidential supervisory information, as appropriate. Perform redaction of Confidential Supervisory Information on information, where required. 
  • Provide periodic examination status updates and contribute to internal reporting and tracking.
  • Help ensure data quality for inputs into the team's central repository to enable reliable and effective reporting to senior management.
  • Maintain tracking related to examinations and regulatory findings.
  • Contribute to the development of best practices in regulatory strategy and compliance.

     

Required qualifications, capabilities and skills

  • BA/BS degree required.
  • High proficiency in Adobe, Excel and PowerPoint.
  • Excellent interpersonal, organizational, leadership, and communication skills.
  • Client service skills - the candidate must demonstrate the judgment and ability to closely partner with and advise managers and other stakeholders on regulatory interactions. 
  • Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. 
  • Project management skills and ability to manage multiple work streams involving different partners and groups. 
  • Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time.
  • A demonstrated high level of integrity, confidentiality and trustworthiness.

     

Preferred qualifications, capabilities and skills

  • Knowledge of Tableau and Visio, and SharePoint
Join JPMorgan Chase as a Regulatory Strategy Officer, driving compliance and risk management excellence.