As a regulatory compliance (RC) risk steward, the role provides advice, guidance, opinions, direction and training to the 1st line of defense/business to facilitate adherence to relevant regulatory requirements. The role is dedicated to helping deliver fair customer outcomes and embedding a strong compliance culture into HSBCs business management practice.

We are currently seeking an experienced professional to join our team.

In this role, you will:

• Establish and maintain RC related local policies and guidelines, participate in forming annual compliance management plan and implementation.
• Oversee the implementation of new laws and regulations and Group RC policies pertaining to insurance products, services, and businesses, and drive business to facilitate effective execution.
• Conduct compliance risk assessments and provide compliance advisory opinions on new products/businesses/process/systems and investment.
• Organize and perform RC risk monitoring activities, thematic reviews, review & challenge on businesss RC risk related internal event management, identify potential RC risks in a timely manner, provide practical recommendations and appropriate oversight on business effective remediation.
• Assist in delivery of regulatory compliance projects, support regulatory engagement.
• Participate in compliance performance evaluation and accountability. Support company-wide compliance training and promote compliance culture, drive all employees to comply with the code of conduct and compliance policies.
• Draft internal and external RC risk related reports, promptly report any major violations of laws and regulations or significant compliance risks to Line Manager and the Chief Compliance Officer, etc., propose suggestions and oversee business rectification.
• Other work tasks assigned by Line Manager.

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To be successful in the role, you should meet the following requirements:

• Strong proficiency in both written and spoken Chinese and English.
• Bachelors degree or equivalent academic qualification.
• At least five years experience eight years experience for Regulatory Compliance Senior Manager in legal and/or compliance roles, with a solid understanding of regulatory requirements and compliance risk management in the insurance sector.
• Background in compliance, audit or legal, with sound knowledge of local insurance laws and regulations.
• Good communication and interpersonal skills, with the ability to build effective relationships with local regulators, business departments and other functions.
• Ability to understand and analyze complex business inquires and to provide compliance advice applying innovative and commercially sound thinking.
• Well-developed team collaboration skills and a strong commitment to work.
• Proven ability to manage multiple priorities, balance competing demands and work effectively under pressure.

Youll achieve more at HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within and inclusive and diverse environment. Personal data held by the Company relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by HSBC Life Insurance Company Limited