Private Wealth Management Operations, Audit and Controls Team, Associate, Warsaw
Posted 15 days ago
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The Associate will be a key member of the Private Wealth Management (PWM) Operations, Audit and Controls team in Warsaw, overseeing critical business functions to ensure regulatory obligations are met. Responsibilities include creating and reviewing key data and reports (including reporting to the GSBE Board), performing ongoing control testing to ensure compliance, and developing procedure documentation and testing control uplifts. The role requires close collaboration with PWM Business, Legal, Compliance, Operations, Engineering and other teams and demands strong stakeholder management, data analysis, and problem-solving skills.
- Compensation
- Not specified
- City
- Warsaw
- Country
- Poland
Currency: Not specified
Full Job Description
OUR IMPACT
Private Wealth Management (PWM) secures, develops and manages relationships with high net worth individuals, their families, family offices and foundations. PWM assists clients with building and preserving their financial wealth by creating and implementing long-term asset allocation within the context of each client’s particular risk tolerance, and by providing access to innovative investment ideas and opportunities. PWM professionals develop customized investment strategies and offer a full array of wealth management products and services, including private banking and trust company services.
YOUR IMPACT
This role will be a key member of the GSBE management team overseeing critical business functions to ensure we meet our regulatory obligations. The role of the employee will include, but is not limited to the following;
- Ongoing creation and review of key data to ensure processes are performed well and enhanced where needed (including preparation of reporting to GSBE Board)
- Ongoing control testing of processes to ensure compliance with regulatory standards
- Ongoing creation and review of procedure documentation as well as future testing control uplifts
The employee will be collaborating closely with PWM Business, Legal, Compliance, Operations, Engineering and other functional teams on the aforementioned processes.
BASIC QUALIFICATIONS
- 3+ years’ relevant experience, in a comparable role preferably including regulatory change/consulting or Legal/Compliance background
- Candidates should be fluent in English
- Have a strategic mindset with strong problem-solving skills, data analysis skills, and able to provide creative & innovative solutions
- Proven experience in building and managing senior stakeholder relationships, coordinate and collaborate strong-minded stakeholders across functions and influencing them to focus on the key problems and outcomes
- Drive to execute, ability to collaborate and learn from others in the team and deliver high quality deliverables
- Excellent communication and interpersonal skills, written and oral; confident in interaction with senior stakeholders
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