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**Global Banking & Markets - Dallas - Associate, Regulatory Reporting - Trade Level** - Prepare & submit regulatory reports (FINRA, SEC) ensuring compliance. - Analyze large datasets, address discrepancies, automate processes, and enhance reporting systems. - Collaborate with internal teams (Engineering, Legal, Compliance) and regulatory agencies. - Risk & compliance monitoring, project participation, and regulatory changes tracking. - Master's (1 yr related exp.) or Bachelor's (3 yrs related exp.) degree required, FINRA & market financial instruments experience preferable. - JIRA, Alteryx, SQL, BI tools experience essential.
- Compensation
- Not specified
- City
- Dallas
- Country
- United States
Currency: Not specified
Full Job Description
Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for preparing and submitting regulatory reports to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Analyzing large datasets to ensure accuracy, addressing discrepancies, and collaborating with technology teams to build and maintain efficient data pipelines. Identify and address control gaps, automate manual processes, and enhance existing reporting systems to improve efficiency and reduce risk. Work closely with internal teams, including Engineering, Middle Office, Legal, and Compliance, to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management. Participate in projects related to regulatory requirements, collaborate with global teams to implement changes, and provide regular updates on progress. Stay informed about regulatory changes, assess their impact on reporting obligations, and contribute to the teams long-term strategy to address evolving business needs.
Job Requirements: Masters degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, or related field and one (1) year of experience in the job offered or in a related role OR Bachelors degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, or a related field and three (3) years of experience in the job offered or a related role. Prior experience must include one (1) year of experience (with a Masters degree) OR three (3) years of experience (with a Bachelors degree) with: working with market and financial instruments (including equities, exchange traded derivatives, and OTC derivatives); US-based regulatory obligations including responding to regulator inquiries from FINRA; using JIRA framework and technologies that govern data flow and eligibility logic to build required control framework that provide visibility on risk, including Key Risk Indicators (KRI) accuracy, timeliness, completeness and other metrics; working with internal and external counterparties, including stakeholders in the business, engineering, compliance and legal, counselors and clients; and Business Intelligence tools, including Alteryx and SQL, to develop BI solutions and define strategies.
The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.



