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Global Banking & Markets - Dallas - Associate, Regulatory Reporting - Trade Level - 9625409

ExperiencedNo visa sponsorship
Goldman Sachs logo

at Goldman Sachs

Bulge Bracket Investment Banks

Posted 3 days ago

No clicks

**Global Banking & Markets - Dallas - Associate, Regulatory Reporting - Trade Level** - Prepare & submit regulatory reports (FINRA, SEC) ensuring compliance. - Analyze large datasets, address discrepancies, automate processes, and enhance reporting systems. - Collaborate with internal teams (Engineering, Legal, Compliance) and regulatory agencies. - Risk & compliance monitoring, project participation, and regulatory changes tracking. - Master's (1 yr related exp.) or Bachelor's (3 yrs related exp.) degree required, FINRA & market financial instruments experience preferable. - JIRA, Alteryx, SQL, BI tools experience essential.

Compensation
Not specified

Currency: Not specified

City
Dallas
Country
United States

Full Job Description

Global Banking & Markets - Dallas - Associate, Regulatory Reporting - Trade Level - 9625409Dallas, TX, United States
Opportunity Overview
CORPORATE TITLEAssociate
OFFICE LOCATION(S)Dallas
DIVISIONGlobal Banking & Markets

Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for preparing and submitting regulatory reports to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Analyzing large datasets to ensure accuracy, addressing discrepancies, and collaborating with technology teams to build and maintain efficient data pipelines. Identify and address control gaps, automate manual processes, and enhance existing reporting systems to improve efficiency and reduce risk. Work closely with internal teams, including Engineering, Middle Office, Legal, and Compliance, to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management. Participate in projects related to regulatory requirements, collaborate with global teams to implement changes, and provide regular updates on progress. Stay informed about regulatory changes, assess their impact on reporting obligations, and contribute to the teams long-term strategy to address evolving business needs.

Job Requirements: Masters degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, or related field and one (1) year of experience in the job offered or in a related role OR Bachelors degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, or a related field and three (3) years of experience in the job offered or a related role. Prior experience must include one (1) year of experience (with a Masters degree) OR three (3) years of experience (with a Bachelors degree) with: working with market and financial instruments (including equities, exchange traded derivatives, and OTC derivatives); US-based regulatory obligations including responding to regulator inquiries from FINRA; using JIRA framework and technologies that govern data flow and eligibility logic to build required control framework that provide visibility on risk, including Key Risk Indicators (KRI) accuracy, timeliness, completeness and other metrics; working with internal and external counterparties, including stakeholders in the business, engineering, compliance and legal, counselors and clients; and Business Intelligence tools, including Alteryx and SQL, to develop BI solutions and define strategies.

The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits
Healthcare & Medical Insurance
We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.
Holiday & Vacation Policies
We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.
Financial Wellness & Retirement
We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees priorities.
Health Services
We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.
Fitness
To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).
Child Care & Family Care
We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.
Benefits at Goldman Sachs
Read more about the full suite of class-leading benefits our firm has to offer.
Learn More

Global Banking & Markets - Dallas - Associate, Regulatory Reporting - Trade Level - 9625409

Compensation

Not specified

City: Dallas

Country: United States

Goldman Sachs logo
Bulge Bracket Investment Banks

3 days ago

No clicks

at Goldman Sachs

ExperiencedNo visa sponsorship

**Global Banking & Markets - Dallas - Associate, Regulatory Reporting - Trade Level** - Prepare & submit regulatory reports (FINRA, SEC) ensuring compliance. - Analyze large datasets, address discrepancies, automate processes, and enhance reporting systems. - Collaborate with internal teams (Engineering, Legal, Compliance) and regulatory agencies. - Risk & compliance monitoring, project participation, and regulatory changes tracking. - Master's (1 yr related exp.) or Bachelor's (3 yrs related exp.) degree required, FINRA & market financial instruments experience preferable. - JIRA, Alteryx, SQL, BI tools experience essential.

Full Job Description

Global Banking & Markets - Dallas - Associate, Regulatory Reporting - Trade Level - 9625409Dallas, TX, United States
Opportunity Overview
CORPORATE TITLEAssociate
OFFICE LOCATION(S)Dallas
DIVISIONGlobal Banking & Markets

Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for preparing and submitting regulatory reports to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Analyzing large datasets to ensure accuracy, addressing discrepancies, and collaborating with technology teams to build and maintain efficient data pipelines. Identify and address control gaps, automate manual processes, and enhance existing reporting systems to improve efficiency and reduce risk. Work closely with internal teams, including Engineering, Middle Office, Legal, and Compliance, to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management. Participate in projects related to regulatory requirements, collaborate with global teams to implement changes, and provide regular updates on progress. Stay informed about regulatory changes, assess their impact on reporting obligations, and contribute to the teams long-term strategy to address evolving business needs.

Job Requirements: Masters degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, or related field and one (1) year of experience in the job offered or in a related role OR Bachelors degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, or a related field and three (3) years of experience in the job offered or a related role. Prior experience must include one (1) year of experience (with a Masters degree) OR three (3) years of experience (with a Bachelors degree) with: working with market and financial instruments (including equities, exchange traded derivatives, and OTC derivatives); US-based regulatory obligations including responding to regulator inquiries from FINRA; using JIRA framework and technologies that govern data flow and eligibility logic to build required control framework that provide visibility on risk, including Key Risk Indicators (KRI) accuracy, timeliness, completeness and other metrics; working with internal and external counterparties, including stakeholders in the business, engineering, compliance and legal, counselors and clients; and Business Intelligence tools, including Alteryx and SQL, to develop BI solutions and define strategies.

The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits
Healthcare & Medical Insurance
We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.
Holiday & Vacation Policies
We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.
Financial Wellness & Retirement
We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees priorities.
Health Services
We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.
Fitness
To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).
Child Care & Family Care
We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.
Benefits at Goldman Sachs
Read more about the full suite of class-leading benefits our firm has to offer.
Learn More