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Job Details

Goldman Sachs logo
Bulge Bracket Investment Banks

Global Banking & Markets - Dallas - Analyst / Associate - Conduct Risk Management

at Goldman Sachs

ExperiencedNo visa sponsorship

Posted 16 days ago

No clicks

Join the Conduct Risk Management team within Global Banking & Markets in Dallas as an Analyst/Associate focused on early detection and escalation of potential unauthorized trading through analytics and investigations. This first line of defense role involves analysis, monitoring, and reporting of Market Conduct and Employee Conduct controls, and building BI/data analytics solutions in partnership with business, operations, and engineering stakeholders. The role requires trade lifecycle knowledge, strong data-analytic skills, project/process improvement experience, and excellent communication to develop management reporting and control solutions.

Compensation
Not specified

Currency: Not specified

City
Dallas
Country
United States

Full Job Description

Global Banking & Markets - Dallas - Analyst / Associate - Conduct Risk ManagementDallas, Texas, United States
Opportunity Overview
CORPORATE TITLEAnalyst
OFFICE LOCATION(S)Dallas
JOB FUNCTIONRisk Governance
DIVISIONGlobal Banking & Markets

At Goldman Sachs, the Global Banking & Markets (GBM) Division's core value is building strong relationships with its institutional clients, which include corporations, financial service providers, and fund managers. The Division helps clients buy and sell financial products on exchanges around the world, raise funding, and manage risk. We are seeking an experienced Analyst or Associate to join the Conduct Risk Management team in Dallas.
 

The Conduct Risk Management team is a 1st line of defense team responsible for a new suite of analytical and investigation capabilities aimed at early detection and escalation of potential unauthorized trading, by inspecting control exceptions and anomalous activity patterns across the trade lifecycle. Additionally, the team performs analysis, monitoring, and reporting of key Market Conduct and Employee Conduct controls to ensure compliance with various regulatory and supervisory requirements. The team leads initiatives in close partnership with multiple business unit teams across the Global Markets Division (GMD) to implement high quality BI solutions and Data Analytics to meet these business goals
 

The ideal candidate will have trade lifecycle experience, experience working across a diverse group of stakeholders, driving process improvements, and managing projects. The candidate should also have the aptitude to leverage data and technology to drive change, and demonstrate excellent communication, presentation, organizational, and interpersonal skills.


Primary Responsibilities
• Collaborate with various subject matter experts and data engineers to generate and present concise business insights and control solutions to help make data driven decisions.
• Gain a comprehensive understanding of the trade lifecycle, including pre trade, point of trade, and post trade to enrich your ability to analyze data for investigation.
• Leverage your innovative, problem solving, and data analytical skills to connect data across GBM, creating best in class analytical capabilities.
• Work closely with and support senior divisional leadership to centralize and streamline select risk and controls processes for the GBM Division
• Continuous enhancements to trade based pattern analysis to improve supervisory controls and transparency; building or enhancing a set of complex controls solutions with GBM, Operations, Engineering, and federation stakeholders.
• Understand strategic plans, commercial drivers, process and technical architecture to influence, design and develop solutions that align with business objectives
• Develop management reporting, reporting dashboards, and strategic tools to provide transparency on operational risks and management metrics
 

Qualifications
• Bachelor's degree; major in Economics, Finance, Accounting, or STEM fields preferred but not required
• 1-5 years’ experience in Trading support (Operations, Controllers, Market Risk)
• Project management and process implementation / improvement experience
• Advanced data analytics
• Excellent written and verbal communication skills
• Strong attention to detail
 

Preferred Qualifications
• Experience using BI tools to transform large data sets and create business reports
• Ability to identify and articulate complex issues to a diverse group of stakeholders, propose solutions and escalate appropriately
• Commercial focus, team player, problem solver, committed to take initiative and action to pursue goals and complete tasks
• Capital Markets knowledge

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. 

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. 

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2025. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits
Goldman Sachs Benefits
Healthcare & Medical Insurance
Healthcare & Medical Insurance
We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.
Holiday & Vacation Policies
Holiday & Vacation Policies
We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.
Financial Wellness & Retirement
Financial Wellness & Retirement
We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.
Health Services
Health Services
We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.
Fitness
Fitness
To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).
Child Care & Family Care
Child Care & Family Care
We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.
Benefits at Goldman Sachs
Benefits at Goldman Sachs
Read more about the full suite of class-leading benefits our firm has to offer.

Job Details

Goldman Sachs logo
Bulge Bracket Investment Banks

16 days ago

clicks

Global Banking & Markets - Dallas - Analyst / Associate - Conduct Risk Management

at Goldman Sachs

ExperiencedNo visa sponsorship

Not specified

Currency not set

City: Dallas

Country: United States

Join the Conduct Risk Management team within Global Banking & Markets in Dallas as an Analyst/Associate focused on early detection and escalation of potential unauthorized trading through analytics and investigations. This first line of defense role involves analysis, monitoring, and reporting of Market Conduct and Employee Conduct controls, and building BI/data analytics solutions in partnership with business, operations, and engineering stakeholders. The role requires trade lifecycle knowledge, strong data-analytic skills, project/process improvement experience, and excellent communication to develop management reporting and control solutions.

Full Job Description

Global Banking & Markets - Dallas - Analyst / Associate - Conduct Risk ManagementDallas, Texas, United States
Opportunity Overview
CORPORATE TITLEAnalyst
OFFICE LOCATION(S)Dallas
JOB FUNCTIONRisk Governance
DIVISIONGlobal Banking & Markets

At Goldman Sachs, the Global Banking & Markets (GBM) Division's core value is building strong relationships with its institutional clients, which include corporations, financial service providers, and fund managers. The Division helps clients buy and sell financial products on exchanges around the world, raise funding, and manage risk. We are seeking an experienced Analyst or Associate to join the Conduct Risk Management team in Dallas.
 

The Conduct Risk Management team is a 1st line of defense team responsible for a new suite of analytical and investigation capabilities aimed at early detection and escalation of potential unauthorized trading, by inspecting control exceptions and anomalous activity patterns across the trade lifecycle. Additionally, the team performs analysis, monitoring, and reporting of key Market Conduct and Employee Conduct controls to ensure compliance with various regulatory and supervisory requirements. The team leads initiatives in close partnership with multiple business unit teams across the Global Markets Division (GMD) to implement high quality BI solutions and Data Analytics to meet these business goals
 

The ideal candidate will have trade lifecycle experience, experience working across a diverse group of stakeholders, driving process improvements, and managing projects. The candidate should also have the aptitude to leverage data and technology to drive change, and demonstrate excellent communication, presentation, organizational, and interpersonal skills.


Primary Responsibilities
• Collaborate with various subject matter experts and data engineers to generate and present concise business insights and control solutions to help make data driven decisions.
• Gain a comprehensive understanding of the trade lifecycle, including pre trade, point of trade, and post trade to enrich your ability to analyze data for investigation.
• Leverage your innovative, problem solving, and data analytical skills to connect data across GBM, creating best in class analytical capabilities.
• Work closely with and support senior divisional leadership to centralize and streamline select risk and controls processes for the GBM Division
• Continuous enhancements to trade based pattern analysis to improve supervisory controls and transparency; building or enhancing a set of complex controls solutions with GBM, Operations, Engineering, and federation stakeholders.
• Understand strategic plans, commercial drivers, process and technical architecture to influence, design and develop solutions that align with business objectives
• Develop management reporting, reporting dashboards, and strategic tools to provide transparency on operational risks and management metrics
 

Qualifications
• Bachelor's degree; major in Economics, Finance, Accounting, or STEM fields preferred but not required
• 1-5 years’ experience in Trading support (Operations, Controllers, Market Risk)
• Project management and process implementation / improvement experience
• Advanced data analytics
• Excellent written and verbal communication skills
• Strong attention to detail
 

Preferred Qualifications
• Experience using BI tools to transform large data sets and create business reports
• Ability to identify and articulate complex issues to a diverse group of stakeholders, propose solutions and escalate appropriately
• Commercial focus, team player, problem solver, committed to take initiative and action to pursue goals and complete tasks
• Capital Markets knowledge

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. 

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. 

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2025. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits
Goldman Sachs Benefits
Healthcare & Medical Insurance
Healthcare & Medical Insurance
We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.
Holiday & Vacation Policies
Holiday & Vacation Policies
We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.
Financial Wellness & Retirement
Financial Wellness & Retirement
We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.
Health Services
Health Services
We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.
Fitness
Fitness
To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).
Child Care & Family Care
Child Care & Family Care
We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.
Benefits at Goldman Sachs
Benefits at Goldman Sachs
Read more about the full suite of class-leading benefits our firm has to offer.