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Compliance Manager - Hong Kong

ExperiencedNo visa sponsorship
DRW logo

at DRW

Proprietary Trading

Posted 2 months ago

No clicks

Compliance Manager based in Hong Kong responsible for overseeing the firm's compliance program and ensuring adherence to local regulatory requirements. The role partners with operations and business teams to develop and implement compliance policies, perform monitoring and testing, and manage regulatory reporting and relationships with regulators. It requires strong knowledge of the Hong Kong regulatory framework, risk-based thinking, and experience in controls implementation, advisory, and escalation.

Compensation
Not specified

Currency: Not specified

City
Hong Kong
Country
Hong Kong

Full Job Description

All Categories

Compliance Manager - Hong Kong

Job Location
Hong Kong
Employment type
Regular
Department
Operations
Targeted Start Date
Immediate

Compliance Manager - Hong Kong

Compensation

Not specified

City: Hong Kong

Country: Hong Kong

DRW logo
Proprietary Trading

2 months ago

No clicks

at DRW

ExperiencedNo visa sponsorship

Compliance Manager based in Hong Kong responsible for overseeing the firm's compliance program and ensuring adherence to local regulatory requirements. The role partners with operations and business teams to develop and implement compliance policies, perform monitoring and testing, and manage regulatory reporting and relationships with regulators. It requires strong knowledge of the Hong Kong regulatory framework, risk-based thinking, and experience in controls implementation, advisory, and escalation.

Full Job Description

All Categories

Compliance Manager - Hong Kong

Job Location
Hong Kong
Employment type
Regular
Department
Operations
Targeted Start Date
Immediate