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Compliance Officer - Securities Compliance (f/m/d)

ExperiencedNo visa sponsorship

Posted 11 days ago

No clicks

**Compliance Officer - Securities, Frankfurt am Main/Prague, 2-year contract. Ensure compliance & protect markets from financial crime. Key responsibilities: monitor regulations, create policies, advise business units, risk assessments. Requires law/economics degree, industry experience, strong analytical skills, fluency in German & English.**

Compensation
Not specified

Currency: Not specified

City
Frankfurt, Prague
Country
Germany, Czech Republic

Full Job Description

Frankfurt am Main, Prague

Your career at Deutsche Brse Group

 

Please note that this position is limited for 2 years.

 

Your area of work:

 

Are you passionate about doing meaningful work that strengthens trust in global financial markets? Do you thrive in a collaborative environment where expertise meets team spirit?
Then we would love to welcome you to our dynamic, international, and forward thinking Compliance community at Deutsche Brse Group!

At Deutsche Brse AG, Group Compliance serves as both the Compliance function of Deutsche Brse AG and the umbrella organization for the Compliance division of Deutsche Brse Group (DBG). You will work closely with various business units and group control functions to ensure adherence to national and international laws and regulations applicable to different entities of DBG and their business activities.
 
We anticipate compliance and reputational risks, shape group-wide policies, and drive processes that protect markets from financial crime, market abuse, corruption, and regulatory breaches.
From data protection to conflicts of interest and sanctions rules and many more topics Group Compliance acts as a trusted partner, empowering the business to navigate complex regulations with confidence and responsibility.
 
Joining us means gaining insights into international financial markets through various Compliance tasks and becoming part of a team working with passion, precision, and a strong sense of teamwork and collaboration in an excellent working atmosphere.

 

Your responsibilities:

 

We are looking for a motivated and enthusiastic Compliance Officer Securities Compliance who is eager to grow, contribute ideas, and make an impact in one of the worlds leading market infrastructure providers.

In this role, you will be a key contributor to safeguarding the integrity of our markets. Your responsibilities include the support of:

  • Monitoring legal and regulatory obligations, official requirements, and market practices especially regarding the prevention and detection of market abuse (MiFID/MiFIR, MAD/MAR, etc.).
  • Developing, shaping, and maintaining group-wide compliance policies.
  • Advising business units across Deutsche Brse Group on compliance matters and requirements.
  • Compliance risk assessments and control activities within the 2nd line of defense.
  • Internal and external audits and following up on findings.
  • Preparation of reports for management, committees, and correspondence with regulators.
  • Regular and ad-hoc risk analyses and contributing to employee trainings.

 

Your profile:

 

What makes you stand out for this role:

  • A degree in law, economics, or comparable professional training in a relevant field.
  • At least 3 years of experience in the financial industry.
  • Strong analytical and organizational skills with great attention to detail.
  • Excellent communication and presentation skills able to translate complexity into clarity.
  • A proactive, motivated way of working combined with reliability, integrity, and team spirit.
  • Fluency in German and English as well as confidence using MS Office.

Even better if you have:

  • Experience in securities or capital markets compliance.
  • Knowledge of key regulatory frameworks (MiFID/MiFIR, MAD/MAR, CSDR, EMIR, BMR, KWG, WpHG, WpIG, MaComp, MaRisk, etc.).
Apply now

SIMILAR OPPORTUNITIES

No similar opportunities available at the moment.

Compliance Officer - Securities Compliance (f/m/d)

Compensation

Not specified

City: Frankfurt, Prague

Country: Germany, Czech Republic

Deutsche Borse logo
Other

11 days ago

No clicks

at Deutsche Borse

ExperiencedNo visa sponsorship

**Compliance Officer - Securities, Frankfurt am Main/Prague, 2-year contract. Ensure compliance & protect markets from financial crime. Key responsibilities: monitor regulations, create policies, advise business units, risk assessments. Requires law/economics degree, industry experience, strong analytical skills, fluency in German & English.**

Full Job Description

Frankfurt am Main, Prague

Your career at Deutsche Brse Group

 

Please note that this position is limited for 2 years.

 

Your area of work:

 

Are you passionate about doing meaningful work that strengthens trust in global financial markets? Do you thrive in a collaborative environment where expertise meets team spirit?
Then we would love to welcome you to our dynamic, international, and forward thinking Compliance community at Deutsche Brse Group!

At Deutsche Brse AG, Group Compliance serves as both the Compliance function of Deutsche Brse AG and the umbrella organization for the Compliance division of Deutsche Brse Group (DBG). You will work closely with various business units and group control functions to ensure adherence to national and international laws and regulations applicable to different entities of DBG and their business activities.
 
We anticipate compliance and reputational risks, shape group-wide policies, and drive processes that protect markets from financial crime, market abuse, corruption, and regulatory breaches.
From data protection to conflicts of interest and sanctions rules and many more topics Group Compliance acts as a trusted partner, empowering the business to navigate complex regulations with confidence and responsibility.
 
Joining us means gaining insights into international financial markets through various Compliance tasks and becoming part of a team working with passion, precision, and a strong sense of teamwork and collaboration in an excellent working atmosphere.

 

Your responsibilities:

 

We are looking for a motivated and enthusiastic Compliance Officer Securities Compliance who is eager to grow, contribute ideas, and make an impact in one of the worlds leading market infrastructure providers.

In this role, you will be a key contributor to safeguarding the integrity of our markets. Your responsibilities include the support of:

  • Monitoring legal and regulatory obligations, official requirements, and market practices especially regarding the prevention and detection of market abuse (MiFID/MiFIR, MAD/MAR, etc.).
  • Developing, shaping, and maintaining group-wide compliance policies.
  • Advising business units across Deutsche Brse Group on compliance matters and requirements.
  • Compliance risk assessments and control activities within the 2nd line of defense.
  • Internal and external audits and following up on findings.
  • Preparation of reports for management, committees, and correspondence with regulators.
  • Regular and ad-hoc risk analyses and contributing to employee trainings.

 

Your profile:

 

What makes you stand out for this role:

  • A degree in law, economics, or comparable professional training in a relevant field.
  • At least 3 years of experience in the financial industry.
  • Strong analytical and organizational skills with great attention to detail.
  • Excellent communication and presentation skills able to translate complexity into clarity.
  • A proactive, motivated way of working combined with reliability, integrity, and team spirit.
  • Fluency in German and English as well as confidence using MS Office.

Even better if you have:

  • Experience in securities or capital markets compliance.
  • Knowledge of key regulatory frameworks (MiFID/MiFIR, MAD/MAR, CSDR, EMIR, BMR, KWG, WpHG, WpIG, MaComp, MaRisk, etc.).

SIMILAR OPPORTUNITIES

No similar opportunities available at the moment.