Surveillance – Trade Surveillance Compliance Officer - Associate

Position Overview

Job Title Surveillance – Trade Surveillance Compliance Officer

Corporate Title Associate

Location Jacksonville, FL

Overview

Compliance is seeking an Analyst within the Trade Surveillance team to monitor and investigate trading related activities. The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies.

What We Offer You

• A diverse and inclusive environment that embraces change, innovation, and collaboration

• A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days

• Employee Resource Groups support an inclusive workplace for everyone and promote community engagement

• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

• Educational resources, matching gift and volunteer programs

What You’ll Do

• Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies

• Perform research and investigations to identify the reason for potential violations

• Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements

• Work with members of the Firm’s Business Lines, Compliance, Legal, and other departments, to identify, analyze, investigate, and resolve issues

• Perform ad-hoc reviews which may consist of inbound, outbound, and internal correspondence of Deutsche Bank employees

• Liaise with Information Technology and Senior Management in the development, review, and testing of surveillance models

Skills You’ll Need

• Moderate work experience in regulatory, audit, compliance, risk, surveillance, or equivalent

• Minimum of a College degree (prefer in Finance, Business or Accounting) or equivalent work experience

• Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, derivative products) is a plus

• The ability to prioritize and communicate effectively across multiple teams and functions

• Self-motivated, proactive and able to use your own initiative

Skills That Will Help You Excel

• Excellent verbal communication and written skills

• A proactive approach to tasks and responsibilities

• Ability to multi-task effectively and handle change well

• Advanced PowerPoint and MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation)

• Team player with great attitude, interpersonal skills and strong work ethic

Expectations

It is the Bank’s expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank’s hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in Jacksonville is $54,000 to $77,400. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education and other qualifications. Posted salary ranges do not include incentive compensation or any other type of renumeration

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authenti­cally and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

Learn more about your life at Deutsche Bank through the eyes of our current employees https://careers.db.com/life

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We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.


Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to view "Deutsche Bank’s Equal Opportunity Policy Statement" and the following notices: "EEOC Know Your Rights"; "Employee Rights and Responsibilities under the Family and Medical Leave Act"; and "Employee Polygraph Protection Act".