at Capgemini
ConsultanciesPosted 4 days ago
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**Analyst - Trade Surveillance | Capgemini** Monitor and investigate trade activity & electronic communications, escalate issues, ensure compliance. Required: Analyze Level 1 alerts, identify suspicious activities (e.g., insider trading, market manipulation), maintain accurate records, meet productivity targets. Experience in Capital Markets & surveillance systems essential. Collaborate cross-functionally, adapt to processchanges. Perform research, support investigations, complete mandatory trainings.
- Compensation
- Not specified
- City
- Mumbai
- Country
- India
Currency: Not specified
Full Job Description
Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way youd like, where youll be supported and inspired by a collaborative community of colleagues around the world, and where youll be able to reimagine whats possible. Join us and help the worlds leading organizations unlock the value of technology and build a more sustainable, more inclusive world.
Job Description
Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way your like, where youll be supported and inspired by a collaborative community of colleagues around the world, and where youll be able to reimagine whats possible. Join us and help the worlds leading organizations unlock the value of technology and build a more sustainable, more inclusive world.
Your Role:
- Capital Markets Investigator within Compliance (CMS) handling Trade Surveillance and E-Communication Surveillance
- Monitor, investigate, and escalate potential market abuse and communication breaches
- Ensure adherence to regulatory requirements and internal compliance standards
- Collaborate with local, regional, and global teams on compliance matters
Your Profile:
- Review, analyze, and close Level 1 alerts from surveillance systems as per guidelines
- Identify suspicious activities (e.g., insider trading, market manipulation, MNPI sharing, unauthorized communication)
- Perform research using public sources and tools to support investigations
- Escalate relevant alerts and issues to Level 2/management with proper documentation
- Monitor employee electronic communications for regulatory compliance
- Maintain accurate records, audit trails, and meet QA & productivity targets
- Support internal and regulatory investigations and reporting activities
- Collaborate with stakeholders and adapt to process/regulatory changes
- Ensure adherence to procedures, controls, and complete mandatory trainings
Job Description - Grade Specific
Capgemini is an AI-powered global business and technology transformation partner, delivering tangible business value. We imagine the future of organizations and make it real with AI, technology and people. With our strong heritage of nearly 60 years, we are a responsible and diverse group of 420,000 team members in more than 50 countries. We deliver end-to-end services and solutions with our deep industry expertise and strong partner ecosystem, leveraging our capabilities across strategy, technology, design, engineering and business operations. The Group reported 2024 global revenues of €22.1 billion.
Make it real | www.capgemini.com
