A critical second line of defense role within Bank of America's Equities Compliance and Operational Risk team in London. The specialist will provide independent compliance and operational risk oversight for the Equities Business, focusing on Prime Financing, ensuring regulatory adherence and risk mitigation.
The primary responsibility involves executing comprehensive compliance and operational risk oversight, implementing global compliance policies, and ensuring adherence to regulatory requirements in the Equities business, with a specific focus on identifying, challenging, and escalating potential risks.
Candidates must possess significant relevant work experience in compliance and operational risk within an Equities environment, with strong knowledge of UK, European, and US regulatory frameworks including MiFID II, MAR, EMIR, and Dodd Frank. Excellent written and verbal communication skills, ability to interpret complex regulations, and professional engagement with trading and sales teams are essential.
Bank of America offers a compelling employment proposition including competitive benefits such as private healthcare for employees and families, comprehensive pension plans, life assurance, flexible benefits, emotional wellbeing support, and opportunities for professional development in a diverse, inclusive workplace committed to responsible growth.
