Susquehanna International Group is a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. Susquehanna entities operate in the US, Europe and various Asian markets and are members of many of the world’s stock and derivative exchanges

Susquehanna is seeking a Compliance Associate to join our team supporting the Institutional Sales Trading Desk. This position will play a key role in the development and expansion of our institutional trading platform in the APAC region, including the design and implementation of compliance frameworks and programs to support the firm’s growth objectives.

The ideal candidate will possess prior experience in client-facing financial businesses in Asia and a comprehensive understanding of regional regulatory environments,

Based in our Hong Kong office, the Compliance Associate will be responsible for ensuring that sales and trading activities comply with all applicable local regulations. The role involves providing timely, accurate and practicable compliance guidance to sales and trading professionals, enabling them to operate in the best interest of the clients while adhering to regulatory and internal policy requirements.

What you’ll do

• Provide advice and compliance oversight to sales and traders covering equities and fixed income products
• Fostering trust and collaboration between key departments (Technology, Operations, Legal and the Business)
• Excellent communication skills and comfortable working with stakeholders at all levels.
• Keeping up to date with relevant regulatory/rule changes and ensuring best practices standards are adhered to
• Assisting in responding to regulatory inquiries and investigations
• Strong data and reporting skills as well as excellent organisational skills and high attention to detail.

What we're looking for

• Bachelor’s degree with 5+ years of relevant experience with a demonstrated interest in financial markets
• Knowledge of Securities and Futures Ordinance and The Stock Exchange of Hong Kong Rules
• A highly motivated self-starter, who learns quickly and works well under pressure
• A critical thinker with strong analytical, problem solving and organisational skills
• A proactive team player, who enjoys working collaboratively across teams and disciplines
• Possess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive, and curious.

About Susquehanna

Susquehanna is a global quantitative trading firm powered by scientific rigor, curiosity, and innovation. Our culture is intellectually driven and highly collaborative, bringing together researchers, engineers, and traders to design and deploy impactful strategies in our systematic trading environment. To meet the unique challenges of global markets, Susquehanna applies machine learning and advanced quantitative research to vast datasets in order to uncover actionable insights and build effective strategies. By uniting deep market expertise with cutting-edge technology, we excel in solving complex problems and pushing boundaries together.

Equal Opportunity Statement

We encourage applications from candidates from all backgrounds, and we welcome requests for reasonable adjustments during the recruitment process to ensure that you can best demonstrate your abilities.

If you're a recruiting agency and want to partner with us, please reach out to recruiting@sig.com. Any resume or referral submitted in the absence of a signed agreement will not be eligible for an agency fee.

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